HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

98 hedge funds and large institutions have $264M invested in Highland Opportunities and Income Fund in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 31 increasing their positions, 34 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
98
Holders Change
+1
Holders Change %
+1.03%
% of All Funds
1.74%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
21
Increased
31
Reduced
34
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BPCM
Beach Point Capital Management
California
+$20.4M
2
Millennium Management
Millennium Management
New York
+$4.96M
3
LPL Financial
LPL Financial
California
+$3.6M
4
MC
Matisse Capital
Oregon
+$3.33M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.29M

Top Sellers

1
DKCM
Davidson Kempner Capital Management
New York
-$15.1M
2
RJA
Raymond James & Associates
Florida
-$12M
3
RCM
Rivernorth Capital Management
Florida
-$9.43M
4
PAIM
Punch & Associates Investment Management
Minnesota
-$8.04M
5
Morgan Stanley
Morgan Stanley
New York
-$4.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
PWAP
51
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$301K – – –
AAM
52
Advisors Asset Management
Colorado
$288K -$25.2K -2,455 -8%
APWA
53
Atlas Private Wealth Advisors
New Jersey
$264K -$139K -13,487 -34%
SI
54
Stephens Inc
Arkansas
$251K -$10.2K -997 -4%
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$238K +$238K +23,200 New
Janney Montgomery Scott
56
Janney Montgomery Scott
Pennsylvania
$217K +$2.6K +253 +1%
AAS
57
Avantax Advisory Services
Texas
$206K +$206K +20,000 New
WC
58
Winmill & Co
New York
$199K – – –
Stifel Financial
59
Stifel Financial
Missouri
$181K +$10.7K +1,042 +6%
CWS
60
Cypress Wealth Services
California
$171K +$171K +16,624 New
PAG
61
Private Advisor Group
New Jersey
$168K -$2.3K -223 -1%
RJFSA
62
Raymond James Financial Services Advisors
Florida
$125K -$242K -23,511 -66%
BFA
63
Beacon Financial Advisory
Ohio
$121K +$17.1K +1,669 +17%
ASN
64
Advisory Services Network
Georgia
$120K -$433K -42,230 -78%
UBS Group
65
UBS Group
Switzerland
$117K -$31.2K -3,034 -21%
MML Investors Services
66
MML Investors Services
Massachusetts
$109K -$5.04K -489 -4%
TSS
67
Two Sigma Securities
New York
$106K +$106K +10,302 New
QOP
68
Quinn Opportunity Partners
Virginia
$103K – – –
GI
69
Gradient Investments
Minnesota
$94K – – –
US Bancorp
70
US Bancorp
Minnesota
$86K – – –
PS
71
Planned Solutions
California
$82K +$82K +8,000 New
Rockefeller Capital Management
72
Rockefeller Capital Management
New York
$79K +$32.7K +3,201 +70%
FIA
73
FNY Investment Advisers
New York
$59K +$59K +5,792 New
SIAG
74
Safeguard Investment Advisory Group
California
$57K +$57K +5,552 New
CFD
75
Creative Financial Designs
Indiana
$24K – – –
1 2
3
4 5