HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

103 hedge funds and large institutions have $257M invested in Highland Opportunities and Income Fund in 2020 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 48 increasing their positions, 21 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
103
Holders Change
-8
Holders Change %
-7.21%
% of All Funds
2.12%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.14%
New
11
Increased
48
Reduced
21
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
+$6.03M
2
Morgan Stanley
Morgan Stanley
New York
+$4.77M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
+$3.37M
4
AC
Almitas Capital
California
+$2.53M
5
RCM
Rivernorth Capital Management
Florida
+$2.33M

Top Sellers

1
UCFA
United Capital Financial Advisors
Texas
-$19.5M
2
BlackRock
BlackRock
New York
-$7.64M
3
PP
Paloma Partners
Connecticut
-$4.2M
4
ECP
Empyrean Capital Partners
California
-$3.42M
5
COLIM
City of London Investment Management
United Kingdom
-$3.09M
Name Holding Trade Value Shares
Change 		Shares
Change %
ASN
51
Advisory Services Network
Georgia
$425K +$165K +20,454 +63%
CAN
52
Cetera Advisor Networks
California
$420K +$32K +3,976 +8%
SS
53
Sunbelt Securities
Texas
$389K -$112K -13,947 -22%
MSL
54
Mackay Shields LLC
New York
$376K +$376K +46,685 New
AO
55
Advisor OS
Illinois
$253K +$253K +31,474 New
AAM
56
Advisors Asset Management
Colorado
$243K +$243K +30,236 New
PWAP
57
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$236K – – –
SI
58
Stephens Inc
Arkansas
$220K +$21.7K +2,697 +11%
FAAS
59
First Allied Advisory Services
California
$191K -$225 -28 -0.1%
Invesco
60
Invesco
Georgia
$159K -$166K -20,719 -51%
WC
61
Winmill & Co
New York
$156K – – –
Millennium Management
62
Millennium Management
New York
$153K +$153K +19,054 New
CAN
63
Claraphi Advisory Network
United States
$148K – – –
Koshinski Asset Management
64
Koshinski Asset Management
Illinois
$146K +$185 +23 +0.1%
Janney Montgomery Scott
65
Janney Montgomery Scott
Pennsylvania
$139K +$51.6K +6,390 +59%
Stifel Financial
66
Stifel Financial
Missouri
$134K +$4.84K +600 +4%
CWS
67
Cypress Wealth Services
California
$128K -$97.3K -12,096 -43%
MA
68
Mutual Advisors
Nebraska
$117K +$5.35K +666 +5%
PAG
69
Private Advisor Group
New Jersey
$115K -$17.2K -2,137 -13%
JWM
70
JGP Wealth Management
Oregon
$105K -$73.9K -9,631 -41%
MML Investors Services
71
MML Investors Services
Massachusetts
$102K +$102K +12,722 New
GI
72
Gradient Investments
Minnesota
$89K – – –
CBFP
73
Cedar Brook Financial Partners
Ohio
$87K +$2.45K +304 +3%
WAM
74
Wolverine Asset Management
Illinois
$83K -$386K -48,124 -82%
QOP
75
Quinn Opportunity Partners
Virginia
$81K – – –
1 2
3
4 5