HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

85 hedge funds and large institutions have $393M invested in Highland Opportunities and Income Fund in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 34 increasing their positions, 22 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
85
Holders Change
+8
Holders Change %
+10.39%
% of All Funds
1.87%
Holding in Top 10
11
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.24%
New
13
Increased
34
Reduced
22
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
Punch & Associates Investment Management
Minnesota
$4.5M
2
Morgan Stanley
Morgan Stanley
New York
$67M
3
M
MRCap
New York
$5.54M
4
UFM
Ursa Fund Management
California
$20.7M
5
TJHA
Thomas J. Herzfeld Advisors
Florida
$14.6M

Top Sellers

1
VAS
VR Advisory Services
Cayman Islands
$0
2
UCFA
United Capital Financial Advisors
Texas
$31.5M
3
AC
Almitas Capital
California
$3.16M
4
CAN
Cetera Advisor Networks
California
$2.88M
5
ICM
Ionic Capital Management
New York
$5.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
CWS
51
Cypress Wealth Services
California
$362K +$362K +27,090 New
SI
52
Stephens Inc
Arkansas
$359K – – –
BFM
53
Boothbay Fund Management
New York
$347K -$390K -29,219 -53%
BTS
54
BB&T Securities
Virginia
$332K -$13.2K -987 -4%
CCA
55
Cruiser Capital Advisors
Connecticut
$316K – – –
CF
56
Centaurus Financial
California
$272K – – –
WC
57
Winmill & Co
New York
$258K +$258K +19,330 New
TW
58
Transform Wealth
Colorado
$252K -$69.8K -5,225 -22%
HighTower Advisors
59
HighTower Advisors
Illinois
$237K -$17.8K -1,331 -7%
YCM
60
Yakira Capital Management
Connecticut
$226K +$38.7K +2,894 +21%
PAG
61
Private Advisor Group
New Jersey
$218K -$6.16K -461 -3%
Stifel Financial
62
Stifel Financial
Missouri
$178K -$229K -17,123 -56%
DAM
63
Deltec Asset Management
New York
$174K +$174K +13,000 New
CSIC
64
Clifford Swan Investment Counsel
California
$146K +$146K +10,966 New
RJT
65
Raymond James Trust
Florida
$134K – – –
QOP
66
Quinn Opportunity Partners
Virginia
$134K +$134K +10,000 New
BAM
67
Belpointe Asset Management
Nevada
$118K +$13.3K +1,000 +13%
US Bancorp
68
US Bancorp
Minnesota
$111K +$111K +8,319 New
Citigroup
69
Citigroup
New York
$63K +$331 +25 +0.5%
Bank of America
70
Bank of America
North Carolina
$60K -$9.22K -694 -13%
LC
71
Lindbrook Capital
California
$51K – – –
PNC Financial Services Group
72
PNC Financial Services Group
Pennsylvania
$47K -$14.8K -1,115 -24%
RCM
73
Rivernorth Capital Management
Florida
$41.1K -$1.88K -140,700 -4%
AF
74
Allworth Financial
California
$41K +$41K +3,035 New
UBS Group
75
UBS Group
Switzerland
$38K -$85.5K -6,474 -69%
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