HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

67 hedge funds and large institutions have $408M invested in Highland Opportunities and Income Fund in 2018 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 23 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
67
Holders Change
+5
Holders Change %
+8.06%
% of All Funds
1.54%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
14
Increased
23
Reduced
19
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BHMP
Bardin Hill Management Partners
New York
+$19.1M
2
IA
IFP Advisors
Florida
+$6.87M
3
UFM
Ursa Fund Management
California
+$5.47M
4
CAN
Cetera Advisor Networks
California
+$2.99M
5
FAAS
First Allied Advisory Services
California
+$2.06M

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$4.57M
2
ICM
Ionic Capital Management
New York
-$3.56M
3
Morgan Stanley
Morgan Stanley
New York
-$3M
4
UCFA
United Capital Financial Advisors
Texas
-$1.66M
5
RCM
Rivernorth Capital Management
Florida
-$1.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
PCM
51
Penserra Capital Management
California
$145K +$36.3K +2,327 +33%
RFC
52
Regions Financial Corp
Alabama
$122K – – –
CF
53
Centaurus Financial
California
$104K -$71.8K -4,593 -41%
MYIA
54
Mount Yale Investment Advisors
Colorado
$94K – – –
Bank of America
55
Bank of America
North Carolina
$81K -$119K -7,620 -60%
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
$73K +$73K +4,653 +465,300%
FANJ
57
Financial Architects (New Jersey)
New Jersey
$72K +$72K +4,628 New
AF
58
Allworth Financial
California
$47K -$49K – –
Citigroup
59
Citigroup
New York
$44K +$9.88K +638 +29%
CFN
60
Cordasco Financial Network
Florida
$35K +$35K +2,234 New
Northwestern Mutual Wealth Management
61
Northwestern Mutual Wealth Management
Wisconsin
$31K +$31K +1,982 New
MSA
62
Marino Stram & Associates
Massachusetts
$23K +$126 +8 +0.6%
Carson Wealth (CWM LLC)
63
Carson Wealth (CWM LLC)
Nebraska
$20K +$20K +1,301 New
HI
64
Hudock Inc
Pennsylvania
$11K – – –
SIS
65
Sound Income Strategies
Florida
$6K +$6K +382 New
LA
66
Legacy Advisors
Pennsylvania
$4K +$4K +260 New
TCM
67
Tradewinds Capital Management
Washington
$3K +$3K +219 New
MCM
68
Mainstay Capital Management
Michigan
$2K – – –
CFD
69
Creative Financial Designs
Indiana
$1K – – –
CSS
70
Cubist Systematic Strategies
Connecticut
– -$374K -23,367 Closed
PAG
71
Private Advisor Group
New Jersey
– -$295K -18,453 Closed
DAM
72
Deltec Asset Management
New York
– -$208K -13,000 Closed
MML Investors Services
73
MML Investors Services
Massachusetts
– -$191K -11,976 Closed
TSS
74
Two Sigma Securities
New York
– -$183K -11,460 Closed
AIM
75
Arcadia Investment Management
Michigan
– -$26K -1,656 Closed
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