Carson Wealth (CWM LLC)’s Highland Opportunities and Income Fund HFRO Stock Holding History

Carson Wealth (CWM LLC)’s Portfolio HFRO Stock Details HFRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-3,747	Closed	-$24K	–	5470
2025 Q3	$24K	Buy	3,747 +3,648	+3,685%	+$21.4K	﹤0.01%	4010
2025 Q2	$1K	Hold	99	–	–	﹤0.01%	5012
2025 Q1	$1K	Hold	99	–	–	﹤0.01%	4913
2024 Q4	$1K	Hold	99	–	–	﹤0.01%	4713
2024 Q3	$1K	Buy	+99	New	+$603	﹤0.01%	4593
2022 Q3	–	Sell	-154	Closed	-$2K	–	4031
2022 Q2	$2K	Buy	+154	New	+$1.79K	﹤0.01%	3345
2018 Q3	–	Sell	-1,301	Closed	-$20K	–	1912
2018 Q2	$20K	Buy	+1,301	New	+$20.7K	﹤0.01%	840

Other funds holding HFRO

SCM

Saba Capital Management New York $3.62B AUM 12.96% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

NAM

Nexpoint Asset Management Dallas, Texas $1.49B AUM 61.08% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.9B AUM 23.65% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Carson Wealth (CWM LLC)'s HFRO Position: Q4 2025 in Review

Carson Wealth (CWM LLC) sold out of Highland Opportunities and Income Fund (HFRO) in Q4 2025, closing a stake of 3,747 shares — an estimated $24K sold.

Carson Wealth (CWM LLC) first reported a position in HFRO in Q2 2018 and held it in 7 quarters. The position peaked at $24K in Q3 2025. 105 funds tracked by Wall St. Rank hold HFRO as of Q4 2025.

Carson Wealth (CWM LLC) reported no remaining Highland Opportunities and Income Fund position as of Q4 2025 after selling out during the quarter.
Carson Wealth (CWM LLC) sold 3,747 Highland Opportunities and Income Fund shares in Q4 2025, an estimated $24K.
Carson Wealth (CWM LLC) first reported a position in Highland Opportunities and Income Fund in Q2 2018 and held it in 7 quarters.
Carson Wealth (CWM LLC)'s Highland Opportunities and Income Fund position peaked at $24K in Q3 2025.
105 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q4 2025.

Based on Carson Wealth (CWM LLC)'s 13F filing for Q4 2025, filed 26 Jan 2026.