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HFRO

Highland Opportunities and Income Fund
HFRO

104 hedge funds and large institutions have $257M invested in Highland Opportunities and Income Fund in 2020 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 48 increasing their positions, 21 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 21

1.28% less ownership

Funds ownership: 45.73% → 44.45% (-1.3%)

7% less funds holding

Funds holding: 112 → 104 (-8)

8% less capital invested

Capital invested by funds: $280M → $257M (-$23.4M)

13% less funds holding in top 10

Funds holding in top 10: 8 → 7 (-1)

42% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 19

Holders
104
Holders Change
-8
Holders Change %
-7.14%
% of All Funds
2.13%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.14%
New
11
Increased
48
Reduced
21
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
+$6.14M
2
Morgan Stanley
Morgan Stanley
New York
+$4.86M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
+$3.41M
4
AC
Almitas Capital
California
+$2.58M
5
RCM
Rivernorth Capital Management
Florida
+$2.37M

Top Sellers

Rank Fund Capital Flow
1
UCFA
United Capital Financial Advisors
Texas
-$19.5M
2
BlackRock
BlackRock
New York
-$7.79M
3
PP
Paloma Partners
Connecticut
-$4.2M
4
ECP
Empyrean Capital Partners
California
-$3.42M
5
COLIM
City of London Investment Management
United Kingdom
-$3.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
AWA
26
Arete Wealth Advisors
Illinois
$2.76M -$2.67M -325,660 -49%
CL
27
CSS LLC
Illinois
$2.41M -$232K -28,293 -9%
ATPW
28
Ashton Thomas Private Wealth
Arizona
$2.28M +$51.2K +6,235 +2%
MA
29
MONECO Advisors
Connecticut
$2.26M +$74.3K +9,056 +3%
LPL Financial
30
LPL Financial
California
$2.13M +$38.5K +4,688 +2%
AC
31
Aristides Capital
Kentucky
$2.11M -$947K -115,436 -31%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$1.75M +$712K +86,837 +67%
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$1.57M +$237K +28,905 +17%
ICM
34
Ionic Capital Management
New York
$1.53M -$1.46M -178,238 -48%
YCM
35
Yakira Capital Management
Connecticut
$1.25M +$1.07M +130,451 +539%
6M
36
6 Meridian
Kansas
$1.11M +$122K +14,882 +12%
Qube Research & Technologies (QRT)
37
Qube Research & Technologies (QRT)
United Kingdom
$860K +$631K +76,902 +256%
SPC
38
Sigma Planning Corp
Michigan
$732K -$30.3K -3,695 -4%
Truist Financial
39
Truist Financial
North Carolina
$711K +$40.5K +4,930 +6%
AWM
40
AE Wealth Management
Kansas
$701K +$242K +29,448 +51%
SS
41
Simplicity Solutions
Minnesota
$543K +$256K +31,260 +86%
PAM
42
Peak Asset Management
Colorado
$535K +$545K +66,433 New
CFA
43
Carroll Financial Associates
North Carolina
$533K +$90.3K +11,000 +20%
KWM
44
Kingsview Wealth Management
Oregon
$523K +$184K +22,366 +53%
OFG
45
OTA Financial Group
New York
$480K +$490K +59,688 New
KPWG
46
KFA Private Wealth Group
Virginia
$462K +$248K +30,201 +111%
CCA
47
Cruiser Capital Advisors
Connecticut
$455K -$8.09K -986 -2%
APWA
48
Atlas Private Wealth Advisors
New Jersey
$442K +$450K +54,856 New
SPIA
49
Steward Partners Investment Advisory
New York
$427K -$226K -27,579 -34%
RJFSA
50
Raymond James Financial Services Advisors
Florida
$425K +$117K +14,300 +37%
1
2
3 4 5

HFRO Hedge Fund Activity: Q2 2020 in Review

104 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q2 2020, worth a combined $257M — down 8.4% from $280M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of HFRO and 11 opened new positions — a net loss of 8 holders — while 21 trimmed existing stakes and 48 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $6.14M. The largest seller was United Capital Financial Advisors, exiting entirely with an estimated $19.5M sold.

  • 104 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q2 2020, down from 112 in Q1 2020.
  • Funds reported $257M of Highland Opportunities and Income Fund stock for Q2 2020, down 8.4% quarter-over-quarter.
  • 11 funds opened new Highland Opportunities and Income Fund positions in Q2 2020 and 19 closed out, a net change of -8 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q2 2020 was Citadel Advisors, an estimated $6.14M added.
  • The largest Highland Opportunities and Income Fund seller in Q2 2020 was United Capital Financial Advisors, an estimated $19.5M sold.

Based on aggregated 13F filings for Q2 2020.