AWM
HFRO

AE Wealth Management’s Highland Opportunities and Income Fund HFRO Stock Holding History

AE Wealth Management’s Portfolio HFRO Stock Details HFRO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-87,048
Closed -$701K – 1311
2020
Q2 		$701K Buy
87,048
+29,448
+51% +$242K 0.01% 733
2020
Q1 		$491K Buy
+57,600
New +$672K 0.01% 687

Other funds holding HFRO

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
DKCM
Davidson Kempner Capital Management New York $7.33B AUM 56.47% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

AE Wealth Management's HFRO Position: Q3 2020 in Review

AE Wealth Management sold out of Highland Opportunities and Income Fund (HFRO) in Q3 2020, closing a stake of 87,048 shares — an estimated $701K sold.

AE Wealth Management first reported a position in HFRO in Q1 2020 and held it in 2 quarters. The position peaked at $701K in Q2 2020. 98 funds tracked by Wall St. Rank hold HFRO as of Q3 2020.

  • AE Wealth Management reported no remaining Highland Opportunities and Income Fund position as of Q3 2020 after selling out during the quarter.
  • AE Wealth Management sold 87,048 Highland Opportunities and Income Fund shares in Q3 2020, an estimated $701K.
  • AE Wealth Management first reported a position in Highland Opportunities and Income Fund in Q1 2020 and held it in 2 quarters.
  • AE Wealth Management's Highland Opportunities and Income Fund position peaked at $701K in Q2 2020.
  • 98 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q3 2020.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.