HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

67 hedge funds and large institutions have $408M invested in Highland Opportunities and Income Fund in 2018 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 23 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
67
Holders Change
+5
Holders Change %
+8.06%
% of All Funds
1.54%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
14
Increased
23
Reduced
19
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BHMP
Bardin Hill Management Partners
New York
+$19.1M
2
IA
IFP Advisors
Florida
+$6.87M
3
UFM
Ursa Fund Management
California
+$5.47M
4
CAN
Cetera Advisor Networks
California
+$2.99M
5
FAAS
First Allied Advisory Services
California
+$2.06M

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$4.57M
2
ICM
Ionic Capital Management
New York
-$3.56M
3
Morgan Stanley
Morgan Stanley
New York
-$3M
4
UCFA
United Capital Financial Advisors
Texas
-$1.66M
5
RCM
Rivernorth Capital Management
Florida
-$1.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
FA
26
FDx Advisors
Illinois
$1.89M +$1.59M +101,808 +540%
OC
27
Oppenheimer & Co
New York
$1.37M +$56.7K +3,628 +4%
RJFSA
28
Raymond James Financial Services Advisors
Florida
$1.35M -$181K -11,592 -12%
PWPS
29
Pinnacle Wealth Planning Services
Ohio
$1.28M +$51.7K +3,309 +4%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$1.16M – – –
JG
31
Jefferies Group
New York
$1.09M +$5.55K +355 +0.5%
SPIA
32
Steward Partners Investment Advisory
New York
$1.09M +$272K +17,447 +33%
BFM
33
Boothbay Fund Management
New York
$1.02M +$156K +10,000 +18%
HCMT
34
Highland Capital Management (Texas)
Texas
$1.02M – – –
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$805K -$17.9K -1,148 -2%
BRWA
36
B. Riley Wealth Advisors
Florida
$627K -$497K -31,783 -44%
BTS
37
BB&T Securities
Virginia
$516K -$9K -577 -2%
PWAP
38
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$457K – – –
SI
39
Stephens Inc
Arkansas
$410K +$410K +26,222 New
CWS
40
Cypress Wealth Services
California
$394K -$398K – –
CCP
41
Clough Capital Partners
Massachusetts
$347K -$347K -22,200 -50%
HighTower Advisors
42
HighTower Advisors
Illinois
$326K -$33.9K -2,180 -9%
Citadel Advisors
43
Citadel Advisors
Florida
$301K +$301K +19,262 New
SEI Investments
44
SEI Investments
Pennsylvania
$288K -$117K -7,506 -29%
CFA
45
Carroll Financial Associates
North Carolina
$260K – – –
UBS Group
46
UBS Group
Switzerland
$229K -$129K -8,224 -36%
Stifel Financial
47
Stifel Financial
Missouri
$185K +$185K +11,824 New
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
$159K +$159K +10,162 New
RJT
49
Raymond James Trust
Florida
$157K +$157K +10,071 New
TJHA
50
Thomas J. Herzfeld Advisors
Florida
$145K – – –
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