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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$3.59M -$3.43M -67,288 -49%
COLIM
2
City of London Investment Management
United Kingdom
$3.07M
RCM
3
Rivernorth Capital Management
Florida
$1.6M +$1.59M +31,146 New
SFS
4
Shaker Financial Services
Virginia
$926K -$249K -4,886 -21%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$397K +$69K +1,352 +21%
CA
6
Cornerstone Advisors
North Carolina
$389K +$386K +7,564 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$303K +$867 +17 +0.3%
LNC
8
Lincoln National Corp
Pennsylvania
$198K +$14K +274 +8%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$192K -$43.5K -852 -19%
CC
10
Centiva Capital
New York
$189K
Wells Fargo
11
Wells Fargo
California
$185K +$29.6K +580 +19%
Morgan Stanley
12
Morgan Stanley
New York
$73K +$5.66K +111 +8%
CAC
13
Certified Advisory Corp
Florida
$43K +$867 +17 +2%
WAM
14
Wolverine Asset Management
Illinois
$30K +$29.9K +586 New
FHA
15
Flagship Harbor Advisors
Massachusetts
$11K
WAP
16
Wealthcare Advisory Partners
Pennsylvania
$9K
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$8K
TRCT
18
Tower Research Capital (TRC)
New York
$7K -$918 -18 -12%
RE
19
RBC Europe
United Kingdom
$6.62K
AG
20
Advisor Group
Arizona
$4K
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$4K
OIA
22
Optimum Investment Advisors
Illinois
$2K +$1.68K +33 New
GSWM
23
Golden State Wealth Management
California
-$2K -47 Closed