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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$6.67M +$26.7K +561 +0.4%
COLIM
2
City of London Investment Management
United Kingdom
$2.95M +$116K +2,424 +4%
SFS
3
Shaker Financial Services
Virginia
$928K -$25.4K -534 -3%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$488K +$155K +3,251 +49%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$358K -$52.3K -1,098 -13%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$341K -$5.91K -124 -2%
CC
7
Centiva Capital
New York
$185K +$179K +3,749 New
MC
8
Matisse Capital
Oregon
$176K +$170K +3,570 New
Wells Fargo
9
Wells Fargo
California
$155K +$144K +3,022 +2,343%
LNC
10
Lincoln National Corp
Pennsylvania
$119K +$4.67K +98 +4%
LCM
11
Landscape Capital Management
New Jersey
$106K -$36.3K -761 -26%
Morgan Stanley
12
Morgan Stanley
New York
$70K +$5.2K +109 +8%
CAC
13
Certified Advisory Corp
Florida
$39K
UBS Group
14
UBS Group
Switzerland
$18K -$9.91K -208 -36%
FHA
15
Flagship Harbor Advisors
Massachusetts
$10K
WAP
16
Wealthcare Advisory Partners
Pennsylvania
$9K +$8.77K +184 New
TRCT
17
Tower Research Capital (TRC)
New York
$8K -$95 -2 -1%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$7K
RE
19
RBC Europe
United Kingdom
$6.36K
AG
20
Advisor Group
Arizona
$4K
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$4K
GSWM
22
Golden State Wealth Management
California
$2K
CRC
23
Curi RMB Capital
Illinois
-$85K -1,873 Closed
GC
24
Guggenheim Capital
Illinois
-$83K -1,819 Closed
JPLA
25
Joseph P. Lucia & Associates
New York
-$2.97K -64 Closed