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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$6.48M +$1.69M +32,124 +37%
BI
2
Bulldog Investors
New Jersey
$682K +$209K +3,964 +47%
COLIM
3
City of London Investment Management
United Kingdom
$573K +$5.79K +110 +1%
DA
4
Doliver Advisors
Texas
$249K -$12.6K -240 -5%
LPL Financial
5
LPL Financial
California
$243K -$12.1K -230 -5%
SFS
6
Shaker Financial Services
Virginia
$206K +$198K +3,754 New
RJA
7
Raymond James & Associates
Florida
$187K -$37.3K -708 -17%
AGM
8
Alpine Global Management
New York
$150K +$144K +2,731 New
BA
9
Bennicas & Associates
California
$128K
CLOS
10
Compagnie Lombard Odier SCmA
Switzerland
$119K +$2.21K +42 +2%
Bank of America
11
Bank of America
North Carolina
$67K +$17.9K +340 +39%
Morgan Stanley
12
Morgan Stanley
New York
$54K +$24.8K +471 +91%
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$50K
IA
14
IFP Advisors
Florida
$42K
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$35K -$1.05K -20 -3%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$22K -$18.8K -358 -46%
SSB
17
Sandy Spring Bank
Maryland
$19K
GFM
18
Gramercy Funds Management
Connecticut
$17K
UBS Group
19
UBS Group
Switzerland
$14K -$20.2K -384 -59%
DADC
20
D.A. Davidson & Co
Montana
$10K +$10.4K +198 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$8K +$7.79K +148 New
RFA
22
Reilly Financial Advisors
California
$7K
Creative Planning
23
Creative Planning
Kansas
$4K
Wells Fargo
24
Wells Fargo
California
$2K -$6.79K -129 -77%
AIM
25
Acrospire Investment Management
Illinois
$2K