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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$13M -$641K -25,882 -4%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$4.82M +$1.37M +55,460 +34%
CL
3
Choreo LLC
Illinois
$1.11M -$53.9K -2,175 -5%
Osaic Holdings
4
Osaic Holdings
Arizona
$124K +$44.5K +1,797 +47%
HHGC
5
Hunting Hill Global Capital
New York
$89.7K -$7.88K -318 -7%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$86.9K -$139K -5,630 -59%
Corient Private Wealth
7
Corient Private Wealth
Florida
$61.3K +$11.5K +466 +20%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$54.6K +$60.9K +2,460 New
Morgan Stanley
9
Morgan Stanley
New York
$45.8K
IAIM
10
International Assets Investment Management
Florida
$44.4K +$11.6K +470 +31%
KAS
11
Kestra Advisory Services
Texas
$23.4K
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$9K -$2.72K -110 -21%
JP Morgan Chase
13
JP Morgan Chase
New York
$6.37K
CA
14
CoreCap Advisors
Michigan
$493
Wells Fargo
15
Wells Fargo
California
$2
CL
16
CSS LLC
Illinois
-$80.1K -3,365 Closed
Jane Street
17
Jane Street
New York
-$51.4K -2,161 Closed
VF
18
Virtu Financial
New York
-$46K -1,936 Closed
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
-$44.9K -1,887 Closed
BI
20
Bulldog Investors
New Jersey
-$41.8K -1,757 Closed
Citadel Advisors
21
Citadel Advisors
Florida
-$35.3K -1,485 Closed
UBS Group
22
UBS Group
Switzerland
-$5.53K -233 Closed
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
-$1.26K -53 Closed