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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$1.62M +$47.1K +1,460 +3%
MC
2
Matisse Capital
Oregon
$634K +$20.3K +628 +3%
WAM
3
Wolverine Asset Management
Illinois
$357K +$295K +9,162 +270%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$343K +$340K +10,550 +701%
AGM
5
Alpine Global Management
New York
$251K +$284K +8,812 New
BFM
6
Boothbay Fund Management
New York
$251K +$284K +8,812 New
CCP
7
Clough Capital Partners
Massachusetts
$207K +$6.61K +205 +3%
LNC
8
Lincoln National Corp
Pennsylvania
$147K +$22K +682 +15%
LSC
9
Logan Stone Capital
Illinois
$134K +$152K +4,702 New
CL
10
CSS LLC
Illinois
$108K -$468K -14,520 -79%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$82K +$10.9K +339 +13%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$64K +$30.5K +946 +72%
LCM
13
Landscape Capital Management
New Jersey
$59.2K +$67.2K +2,083 New
TFCP
14
Twin Focus Capital Partners
Massachusetts
$44.3K +$1.39K +43 +3%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$19K +$290 +9 +1%
Wells Fargo
16
Wells Fargo
California
$16.8K -$16.7K -519 -47%
Morgan Stanley
17
Morgan Stanley
New York
$15.9K +$871 +27 +5%
Carson Wealth (CWM LLC)
18
Carson Wealth (CWM LLC)
Nebraska
$3K
Osaic Holdings
19
Osaic Holdings
Arizona
$2.82K
UBS Group
20
UBS Group
Switzerland
$184 -$516 -16 -73%
BRWA
21
B. Riley Wealth Advisors
Florida
-$44K -1,307 Closed
ME
22
McIlrath & Eck
Washington
-$95 -3 Closed