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Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Thomas J. Herzfeld Advisors
1
Thomas J. Herzfeld Advisors
Florida
$16.4M +$1.14M +45,783 +8%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$3.86M +$439K +17,590 +13%
Choreo LLC
3
Choreo LLC
Illinois
$1.11M -$355K -14,212 -25%
Blue Bell Private Wealth Management
4
Blue Bell Private Wealth Management
Pennsylvania
$502K -$99K -3,964 -17%
Osaic Holdings
5
Osaic Holdings
Arizona
$222K +$33.1K +1,324 +18%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$160K -$9.07K -363 -5%
CL
7
CSS LLC
Illinois
$135K +$36K +1,439 +37%
Hunting Hill Global Capital
8
Hunting Hill Global Capital
New York
$110K +$9.39K +376 +9%
Avantax Advisory Services
9
Avantax Advisory Services
Texas
$67.1K +$3.52K +141 +6%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$59.7K +$58.6K +2,347 New
Corient Private Wealth
11
Corient Private Wealth
Florida
$58K +$3.05K +122 +6%
Morgan Stanley
12
Morgan Stanley
New York
$52.2K +$4.45K +178 +9%
IAIM
13
International Assets Investment Management
Florida
$35.4K +$35K +1,400 New
Kestra Advisory Services
14
Kestra Advisory Services
Texas
$26.7K +$26.4K +1,056 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$12K +$575 +23 +5%
JP Morgan Chase
16
JP Morgan Chase
New York
$7.3K +$7.17K +287 New
CoreCap Advisors
17
CoreCap Advisors
Michigan
$561 +$25 +1 +5%
Bank of America
18
Bank of America
North Carolina
$470 +$475 +19 New
Wells Fargo
19
Wells Fargo
California
$2 – – –
XTX Topco
20
XTX Topco
Cayman Islands
– -$42K -1,598 Closed
Jane Street
21
Jane Street
New York
– -$29.5K -1,104 Closed
UBS Group
22
UBS Group
Switzerland
– -$3.48K -130 Closed