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Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Thomas J. Herzfeld Advisors
1
Thomas J. Herzfeld Advisors
Florida
$7.6M +$164K +2,896 +2%
City of London Investment Management
2
City of London Investment Management
United Kingdom
$2.22M +$1.08M +19,148 +94%
Shaker Financial Services
3
Shaker Financial Services
Virginia
$763K +$47K +830 +7%
Blue Bell Private Wealth Management
4
Blue Bell Private Wealth Management
Pennsylvania
$601K +$372K +6,574 +160%
Bulldog Investors
5
Bulldog Investors
New Jersey
$507K – – –
Doliver Advisors
6
Doliver Advisors
Texas
$268K +$9.46K +167 +4%
Gramercy Funds Management
7
Gramercy Funds Management
Connecticut
$236K +$238K +4,197 New
Bennicas & Associates
8
Bennicas & Associates
California
$131K – – –
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$127K +$128K +2,256 New
Compagnie Lombard Odier SCmA
10
Compagnie Lombard Odier SCmA
Switzerland
$121K – – –
Raymond James & Associates
11
Raymond James & Associates
Florida
$116K +$7.08K +125 +6%
Virtu Financial
12
Virtu Financial
New York
$79K +$79.8K +1,410 New
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$51K – – –
IFP Advisors
14
IFP Advisors
Florida
$41K – – –
Morgan Stanley
15
Morgan Stanley
New York
$26K -$25.9K -457 -50%
UBS Group
16
UBS Group
Switzerland
$26K +$4.02K +71 +18%
Bank of America
17
Bank of America
North Carolina
$23K -$45.2K -799 -65%
Sandy Spring Bank
18
Sandy Spring Bank
Maryland
$19K – – –
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$10K +$1.47K +26 +16%
Ladenburg Thalmann Financial Services
20
Ladenburg Thalmann Financial Services
Florida
$9K – – –
RBC Europe
21
RBC Europe
United Kingdom
$7.25K +$7.3K +129 New
Reilly Financial Advisors
22
Reilly Financial Advisors
California
$7K – – –
Wells Fargo
23
Wells Fargo
California
$2K – – –