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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$7.6M +$164K +2,896 +2%
COLIM
2
City of London Investment Management
United Kingdom
$2.22M +$1.08M +19,148 +94%
SFS
3
Shaker Financial Services
Virginia
$763K +$47K +830 +7%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$601K +$372K +6,574 +160%
BI
5
Bulldog Investors
New Jersey
$507K
DA
6
Doliver Advisors
Texas
$268K +$9.46K +167 +4%
GFM
7
Gramercy Funds Management
Connecticut
$236K +$238K +4,197 New
BA
8
Bennicas & Associates
California
$131K
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$127K +$128K +2,256 New
CLOS
10
Compagnie Lombard Odier SCmA
Switzerland
$121K
RJA
11
Raymond James & Associates
Florida
$116K +$7.08K +125 +6%
VF
12
Virtu Financial
New York
$79K +$79.8K +1,410 New
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$51K
IA
14
IFP Advisors
Florida
$41K
Morgan Stanley
15
Morgan Stanley
New York
$26K -$25.9K -457 -50%
UBS Group
16
UBS Group
Switzerland
$26K +$4.02K +71 +18%
Bank of America
17
Bank of America
North Carolina
$23K -$45.2K -799 -65%
SSB
18
Sandy Spring Bank
Maryland
$19K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$10K +$1.47K +26 +16%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$9K
RE
21
RBC Europe
United Kingdom
$7.25K +$7.3K +129 New
RFA
22
Reilly Financial Advisors
California
$7K
Wells Fargo
23
Wells Fargo
California
$2K