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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$8.34M +$145K +2,715 +2%
COLIM
2
City of London Investment Management
United Kingdom
$3.23M
SFS
3
Shaker Financial Services
Virginia
$683K +$99.9K +1,869 +16%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$518K -$170K -3,180 -24%
BI
5
Bulldog Investors
New Jersey
$455K -$6.47K -121 -1%
DA
6
Doliver Advisors
Texas
$388K -$1.71K -32 -0.4%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$273K +$92.4K +1,729 +48%
CA
8
Cornerstone Advisors
North Carolina
$185K +$193K +3,612 New
GC
9
Guggenheim Capital
Illinois
$154K +$42.2K +790 +36%
CRC
10
Curi RMB Capital
Illinois
$130K +$802 +15 +0.6%
BA
11
Bennicas & Associates
California
$80K
RJA
12
Raymond James & Associates
Florida
$74K
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$40K
CAC
14
Certified Advisory Corp
Florida
$40K
IA
15
IFP Advisors
Florida
$27K
Morgan Stanley
16
Morgan Stanley
New York
$25K -$3.63K -68 -12%
SSB
17
Sandy Spring Bank
Maryland
$18K
UBS Group
18
UBS Group
Switzerland
$13K -$38.7K -724 -73%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$12K -$4.22K -79 -24%
FHA
20
Flagship Harbor Advisors
Massachusetts
$10K +$11.4K +213 New
Bank of America
21
Bank of America
North Carolina
$9K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$8K
Wells Fargo
23
Wells Fargo
California
$7K +$53 +1 +0.8%
RE
24
RBC Europe
United Kingdom
$6.6K
FIA
25
FNY Investment Advisers
New York
$2K +$2.14K +40 New