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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$5.72M -$483K -10,937 -7%
COLIM
2
City of London Investment Management
United Kingdom
$2.17M +$115K +2,606 +5%
SFS
3
Shaker Financial Services
Virginia
$592K +$17.5K +396 +3%
CA
4
Cornerstone Advisors
North Carolina
$395K +$136K +3,069 +41%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$325K -$18.2K -412 -5%
GC
6
Guggenheim Capital
Illinois
$302K +$22.2K +502 +7%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$257K +$89.5K +2,027 +42%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$166K +$173K +3,910 +891%
CRC
9
Curi RMB Capital
Illinois
$111K -$39.2K -888 -23%
LCM
10
Landscape Capital Management
New Jersey
$82K +$95.1K +2,153 New
DA
11
Doliver Advisors
Texas
$79K -$46.5K -1,053 -34%
Morgan Stanley
12
Morgan Stanley
New York
$36K +$19.9K +451 +93%
CAC
13
Certified Advisory Corp
Florida
$30K +$1.02K +23 +3%
UBS Group
14
UBS Group
Switzerland
$17K -$4.99K -113 -20%
FHA
15
Flagship Harbor Advisors
Massachusetts
$8K
IA
16
IFP Advisors
Florida
$7K -$15.1K -342 -65%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$6K
TRCT
18
Tower Research Capital (TRC)
New York
$6K +$2.65K +60 +67%
Carson Wealth (CWM LLC)
19
Carson Wealth (CWM LLC)
Nebraska
$5K -$28.4K -644 -82%
Wells Fargo
20
Wells Fargo
California
$5K -$44 -1 -0.8%
RE
21
RBC Europe
United Kingdom
$4.9K
AG
22
Advisor Group
Arizona
$3K +$3.27K +74 New
Fidelity Investments
23
Fidelity Investments
Massachusetts
$2K +$1.94K +44 New
Bank of America
24
Bank of America
North Carolina
$1K -$6.89K -156 -87%
BA
25
Bennicas & Associates
California
-$77K -1,553 Closed