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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$4.47M +$1.56M +31,249 +57%
COLIM
2
City of London Investment Management
United Kingdom
$538K -$129K -2,578 -20%
BI
3
Bulldog Investors
New Jersey
$440K +$422K +8,447 New
DA
4
Doliver Advisors
Texas
$249K -$468K -9,383 -66%
LPL Financial
5
LPL Financial
California
$247K -$49.2K -985 -17%
RJA
6
Raymond James & Associates
Florida
$214K
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$134K +$128K +2,568 New
BA
8
Bennicas & Associates
California
$121K +$3.19K +64 +3%
CLOS
9
Compagnie Lombard Odier SCmA
Switzerland
$110K
Carson Wealth (CWM LLC)
10
Carson Wealth (CWM LLC)
Nebraska
$48K -$12.9K -258 -22%
Bank of America
11
Bank of America
North Carolina
$46K +$649 +13 +1%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$40K -$2.75K -55 -7%
IA
13
IFP Advisors
Florida
$40K +$29K +581 +316%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$35K +$4.49K +90 +16%
UBS Group
15
UBS Group
Switzerland
$34K -$20.6K -413 -39%
Morgan Stanley
16
Morgan Stanley
New York
$27K -$5.69K -114 -18%
SSB
17
Sandy Spring Bank
Maryland
$18K
GFM
18
Gramercy Funds Management
Connecticut
$16K -$158K -3,167 -91%
Wells Fargo
19
Wells Fargo
California
$9K +$6.39K +128 +320%
Citigroup
20
Citigroup
New York
$7K
RFA
21
Reilly Financial Advisors
California
$7K +$6.44K +129 New
KTC
22
Kistler-Tiffany Companies
Pennsylvania
$5K +$100 +2 +2%
Creative Planning
23
Creative Planning
Kansas
$3K
AIM
24
Acrospire Investment Management
Illinois
$2K +$1.95K +39 New
DADC
25
D.A. Davidson & Co
Montana
-$9K -198 Closed