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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$6.77M +$92.9K +1,908 +1%
COLIM
2
City of London Investment Management
United Kingdom
$2.95M
SFS
3
Shaker Financial Services
Virginia
$1.13M +$199K +4,099 +22%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$314K -$43.2K -887 -12%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$289K -$51K -1,047 -15%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$226K -$259K -5,322 -54%
CC
7
Centiva Capital
New York
$182K -$3.12K -64 -2%
LNC
8
Lincoln National Corp
Pennsylvania
$177K +$56.6K +1,163 +48%
Wells Fargo
9
Wells Fargo
California
$149K -$6.28K -129 -4%
Morgan Stanley
10
Morgan Stanley
New York
$65K -$5.3K -109 -8%
CAC
11
Certified Advisory Corp
Florida
$40K +$876 +18 +2%
FHA
12
Flagship Harbor Advisors
Massachusetts
$10K
WAP
13
Wealthcare Advisory Partners
Pennsylvania
$9K
TRCT
14
Tower Research Capital (TRC)
New York
$7K -$730 -15 -9%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$7K
RE
16
RBC Europe
United Kingdom
$6.36K
AG
17
Advisor Group
Arizona
$4K
Carson Wealth (CWM LLC)
18
Carson Wealth (CWM LLC)
Nebraska
$4K
GSWM
19
Golden State Wealth Management
California
$2K
MC
20
Matisse Capital
Oregon
-$176K -3,570 Closed
LCM
21
Landscape Capital Management
New Jersey
-$106K -2,147 Closed
UBS Group
22
UBS Group
Switzerland
-$18K -369 Closed