Golden State Wealth Management’s Herzfeld Credit Income Fund HERZ Stock Holding History

Golden State Wealth Management’s Portfolio HERZ Stock Details HERZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-47	Closed	-$1K	–	329
2020 Q1	$1K	Buy	+47	New	+$2.06K	﹤0.01%	905
2019 Q4	–	Sell	-47	Closed	-$2K	–	230
2019 Q3	$2K	Hold	47	–	–	﹤0.01%	958
2019 Q2	$2K	Hold	47	–	–	﹤0.01%	969
2019 Q1	$2K	Buy	+47	New	+$2.05K	﹤0.01%	1013

Other funds holding HERZ

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Centiva Capital New York $13.6B AUM 20% 1-Year Est. Return

Golden State Wealth Management's HERZ Position: Q2 2020 in Review

Golden State Wealth Management sold out of Herzfeld Credit Income Fund (HERZ) in Q2 2020, closing a stake of 47 shares — an estimated $1K sold.

Golden State Wealth Management first reported a position in HERZ in Q1 2019 and held it in 4 quarters. The position peaked at $2K in Q3 2019. 19 funds tracked by Wall St. Rank hold HERZ as of Q2 2020.

Golden State Wealth Management reported no remaining Herzfeld Credit Income Fund position as of Q2 2020 after selling out during the quarter.
Golden State Wealth Management sold 47 Herzfeld Credit Income Fund shares in Q2 2020, an estimated $1K.
Golden State Wealth Management first reported a position in Herzfeld Credit Income Fund in Q1 2019 and held it in 4 quarters.
Golden State Wealth Management's Herzfeld Credit Income Fund position peaked at $2K in Q3 2019.
19 funds tracked by Wall St. Rank held Herzfeld Credit Income Fund as of Q2 2020.

Based on Golden State Wealth Management's 13F filing for Q2 2020, filed 11 Aug 2020.