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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$1.75M -$214K -4,890 -7%
COLIM
2
City of London Investment Management
United Kingdom
$1.66M +$90.2K +2,058 +3%
RCM
3
Rivernorth Capital Management
Florida
$1.23M +$628K +14,325 +46%
SFS
4
Shaker Financial Services
Virginia
$525K +$63.6K +1,452 +8%
MC
5
Matisse Capital
Oregon
$409K +$665K +15,170 New
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$192K -$26.5K -604 -8%
LNC
7
Lincoln National Corp
Pennsylvania
$125K +$34.1K +779 +20%
Wells Fargo
8
Wells Fargo
California
$91K -$10.3K -234 -6%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$74K -$137K -3,135 -53%
CC
10
Centiva Capital
New York
$73K -$43.5K -993 -27%
Morgan Stanley
11
Morgan Stanley
New York
$39K +$394 +9 +0.6%
CAC
12
Certified Advisory Corp
Florida
$22K
UBS Group
13
UBS Group
Switzerland
$12K +$19.2K +438 New
WAM
14
Wolverine Asset Management
Illinois
$9K -$9.77K -223 -38%
FHA
15
Flagship Harbor Advisors
Massachusetts
$9K +$5.61K +128 +60%
Osaic Holdings
16
Osaic Holdings
Arizona
$6K +$10.1K +230 New
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$4K
RE
18
RBC Europe
United Kingdom
$3.48K
TRCT
19
Tower Research Capital (TRC)
New York
$1K -$4.25K -97 -76%
OIA
20
Optimum Investment Advisors
Illinois
$1K
GSWM
21
Golden State Wealth Management
California
$1K +$2.06K +47 New
CA
22
Cornerstone Advisors
North Carolina
-$389K -7,564 Closed
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
-$192K -3,733 Closed
WAP
24
Wealthcare Advisory Partners
Pennsylvania
-$9K -184 Closed