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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$2.68M -$66.1K -1,528 -2%
CL
2
CSS LLC
Illinois
$496K +$9.26K +214 +2%
COLIM
3
City of London Investment Management
United Kingdom
$427K -$64.2K -1,485 -13%
CCP
4
Clough Capital Partners
Massachusetts
$182K +$74.3K +1,718 +69%
LNC
5
Lincoln National Corp
Pennsylvania
$152K -$14.6K -338 -9%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$101K -$4.54K -105 -4%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$89K +$6.58K +152 +8%
TFCP
8
Twin Focus Capital Partners
Massachusetts
$82K -$33.7K -780 -29%
Wells Fargo
9
Wells Fargo
California
$56K +$2.6K +60 +5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$22K -$43 -1 -0.2%
Morgan Stanley
11
Morgan Stanley
New York
$21K -$5.36K -124 -21%
CA
12
Clearstead Advisors
Ohio
$20K +$20.2K +466 New
Osaic Holdings
13
Osaic Holdings
Arizona
$6K +$173 +4 +3%
RE
14
RBC Europe
United Kingdom
$6K +$216 +5 +4%
Carson Wealth (CWM LLC)
15
Carson Wealth (CWM LLC)
Nebraska
$4K +$130 +3 +4%
MC
16
Matisse Capital
Oregon
-$384K -8,523 Closed
SFS
17
Shaker Financial Services
Virginia
-$168K -3,718 Closed
WAM
18
Wolverine Asset Management
Illinois
-$150K -3,340 Closed
LSC
19
Logan Stone Capital
Illinois
-$66K -1,464 Closed
SCA
20
Snowden Capital Advisors
New York
-$15K -336 Closed
UBS Group
21
UBS Group
Switzerland
-$8K -179 Closed
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
+$87 +2 New
TRCT
23
Tower Research Capital (TRC)
New York
+$87 +2 New