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Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Thomas J. Herzfeld Advisors
1
Thomas J. Herzfeld Advisors
Florida
$8.69M +$1.19M +21,639 +16%
City of London Investment Management
2
City of London Investment Management
United Kingdom
$3.49M +$1.29M +23,453 +59%
Blue Bell Private Wealth Management
3
Blue Bell Private Wealth Management
Pennsylvania
$712K +$119K +2,167 +20%
Shaker Financial Services
4
Shaker Financial Services
Virginia
$537K -$214K -3,885 -29%
Bulldog Investors
5
Bulldog Investors
New Jersey
$500K – – –
Doliver Advisors
6
Doliver Advisors
Texas
$274K +$9.02K +164 +3%
Boothbay Fund Management
7
Boothbay Fund Management
New York
$225K +$222K +4,046 New
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$187K +$61.1K +1,112 +49%
Curi RMB Capital
9
Curi RMB Capital
Illinois
$147K +$146K +2,658 New
Bennicas & Associates
10
Bennicas & Associates
California
$129K – – –
Raymond James & Associates
11
Raymond James & Associates
Florida
$93K -$21.2K -386 -19%
SignatureFD
12
SignatureFD
Georgia
$87K +$86.3K +1,570 New
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$51K – – –
Certified Advisory Corp
14
Certified Advisory Corp
Florida
$42K +$42.6K +774 New
UBS Group
15
UBS Group
Switzerland
$36K +$10.2K +186 +40%
Morgan Stanley
16
Morgan Stanley
New York
$31K +$4.95K +90 +19%
IFP Advisors
17
IFP Advisors
Florida
$29K -$11.1K -202 -28%
Bank of America
18
Bank of America
North Carolina
$28K +$4.34K +79 +19%
Sandy Spring Bank
19
Sandy Spring Bank
Maryland
$19K – – –
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$18K +$7.64K +139 +75%
Ladenburg Thalmann Financial Services
21
Ladenburg Thalmann Financial Services
Florida
$8K – – –
RBC Europe
22
RBC Europe
United Kingdom
$7.15K – – –
Reilly Financial Advisors
23
Reilly Financial Advisors
California
$7K – – –
Wells Fargo
24
Wells Fargo
California
$2K -$55 -1 -3%
Gramercy Funds Management
25
Gramercy Funds Management
Connecticut
– -$236K -4,197 Closed