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Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
City of London Investment Management
1
City of London Investment Management
United Kingdom
$1.8M – – –
Thomas J. Herzfeld Advisors
2
Thomas J. Herzfeld Advisors
Florida
$1.7M -$54.3K -1,889 -3%
Shaker Financial Services
3
Shaker Financial Services
Virginia
$563K +$3.59K +125 +0.6%
Rivernorth Capital Management
4
Rivernorth Capital Management
Florida
$558K -$748K -26,021 -57%
Matisse Capital
5
Matisse Capital
Oregon
$448K +$12.2K +425 +3%
Blue Bell Private Wealth Management
6
Blue Bell Private Wealth Management
Pennsylvania
$190K -$15.9K -553 -8%
Lincoln National Corp
7
Lincoln National Corp
Pennsylvania
$150K +$17.6K +611 +13%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$95K +$15.9K +554 +20%
Wells Fargo
9
Wells Fargo
California
$78K -$18.6K -647 -19%
Centiva Capital
10
Centiva Capital
New York
$77K – – –
Morgan Stanley
11
Morgan Stanley
New York
$49K +$8.19K +285 +20%
Wolverine Asset Management
12
Wolverine Asset Management
Illinois
$47K +$37.1K +1,292 +356%
Certified Advisory Corp
13
Certified Advisory Corp
Florida
$25K +$1.01K +35 +4%
UBS Group
14
UBS Group
Switzerland
$9K -$2.73K -95 -22%
Flagship Harbor Advisors
15
Flagship Harbor Advisors
Massachusetts
$9K – – –
Osaic Holdings
16
Osaic Holdings
Arizona
$7K – – –
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$4K – – –
RBC Europe
18
RBC Europe
United Kingdom
$3.7K – – –
OIA
19
Optimum Investment Advisors
Illinois
$1K – – –
Golden State Wealth Management
20
Golden State Wealth Management
California
– -$1K -47 Closed
Tower Research Capital (TRC)
21
Tower Research Capital (TRC)
New York
– -$1K -31 Closed