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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$8.93M +$193K +3,420 +2%
COLIM
2
City of London Investment Management
United Kingdom
$3.52M
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
$741K +$25.4K +451 +4%
SFS
4
Shaker Financial Services
Virginia
$640K +$101K +1,789 +18%
BI
5
Bulldog Investors
New Jersey
$503K
DA
6
Doliver Advisors
Texas
$424K +$151K +2,679 +54%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$200K +$12.3K +219 +7%
CRC
8
Curi RMB Capital
Illinois
$141K -$7.54K -134 -5%
GC
9
Guggenheim Capital
Illinois
$123K +$125K +2,223 New
BA
10
Bennicas & Associates
California
$87K -$43.5K -773 -33%
RJA
11
Raymond James & Associates
Florida
$80K -$13.5K -240 -14%
UBS Group
12
UBS Group
Switzerland
$55K +$19.1K +339 +52%
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$44K -$7.26K -129 -14%
CAC
14
Certified Advisory Corp
Florida
$43K
Morgan Stanley
15
Morgan Stanley
New York
$31K
IA
16
IFP Advisors
Florida
$29K
SSB
17
Sandy Spring Bank
Maryland
$19K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$18K
Bank of America
19
Bank of America
North Carolina
$10K -$18.1K -322 -64%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$8K
RE
21
RBC Europe
United Kingdom
$7.19K
Wells Fargo
22
Wells Fargo
California
$7K +$5.07K +90 +231%
BFM
23
Boothbay Fund Management
New York
-$225K -4,046 Closed
S
24
SignatureFD
Georgia
-$87K -1,570 Closed
RFA
25
Reilly Financial Advisors
California
-$7K -129 Closed