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Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Thomas J. Herzfeld Advisors
1
Thomas J. Herzfeld Advisors
Florida
$8.93M +$193K +3,420 +2%
City of London Investment Management
2
City of London Investment Management
United Kingdom
$3.52M – – –
Blue Bell Private Wealth Management
3
Blue Bell Private Wealth Management
Pennsylvania
$741K +$25.4K +451 +4%
Shaker Financial Services
4
Shaker Financial Services
Virginia
$640K +$101K +1,789 +18%
Bulldog Investors
5
Bulldog Investors
New Jersey
$503K – – –
Doliver Advisors
6
Doliver Advisors
Texas
$424K +$151K +2,679 +54%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$200K +$12.3K +219 +7%
Curi RMB Capital
8
Curi RMB Capital
Illinois
$141K -$7.54K -134 -5%
Guggenheim Capital
9
Guggenheim Capital
Illinois
$123K +$125K +2,223 New
Bennicas & Associates
10
Bennicas & Associates
California
$87K -$43.5K -773 -33%
Raymond James & Associates
11
Raymond James & Associates
Florida
$80K -$13.5K -240 -14%
UBS Group
12
UBS Group
Switzerland
$55K +$19.1K +339 +52%
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$44K -$7.26K -129 -14%
Certified Advisory Corp
14
Certified Advisory Corp
Florida
$43K – – –
Morgan Stanley
15
Morgan Stanley
New York
$31K – – –
IFP Advisors
16
IFP Advisors
Florida
$29K – – –
Sandy Spring Bank
17
Sandy Spring Bank
Maryland
$19K – – –
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$18K – – –
Bank of America
19
Bank of America
North Carolina
$10K -$18.1K -322 -64%
Ladenburg Thalmann Financial Services
20
Ladenburg Thalmann Financial Services
Florida
$8K – – –
RBC Europe
21
RBC Europe
United Kingdom
$7.19K – – –
Wells Fargo
22
Wells Fargo
California
$7K +$5.07K +90 +231%
Boothbay Fund Management
23
Boothbay Fund Management
New York
– -$225K -4,046 Closed
SignatureFD
24
SignatureFD
Georgia
– -$87K -1,570 Closed
Reilly Financial Advisors
25
Reilly Financial Advisors
California
– -$7K -129 Closed