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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$1.74M -$10K -350 -0.6%
COLIM
2
City of London Investment Management
United Kingdom
$629K -$1.13M -39,304 -64%
SFS
3
Shaker Financial Services
Virginia
$544K -$3.58K -125 -0.6%
MC
4
Matisse Capital
Oregon
$436K
CCP
5
Clough Capital Partners
Massachusetts
$239K +$245K +8,544 New
WAM
6
Wolverine Asset Management
Illinois
$230K +$189K +6,583 +398%
BBPWM
7
Blue Bell Private Wealth Management
Pennsylvania
$185K +$1.35K +47 +0.7%
CL
8
CSS LLC
Illinois
$180K +$185K +6,443 New
LNC
9
Lincoln National Corp
Pennsylvania
$154K +$7.85K +274 +5%
TFCP
10
Twin Focus Capital Partners
Massachusetts
$145K +$149K +5,198 New
CRC
11
Curi RMB Capital
Illinois
$124K +$128K +4,455 New
Morgan Stanley
12
Morgan Stanley
New York
$72K +$24.2K +844 +49%
Wells Fargo
13
Wells Fargo
California
$38K -$39.1K -1,364 -50%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$21K -$74.9K -2,614 -79%
UBS Group
15
UBS Group
Switzerland
$10K +$945 +33 +10%
FHA
16
Flagship Harbor Advisors
Massachusetts
$9K
Osaic Holdings
17
Osaic Holdings
Arizona
$7K
Carson Wealth (CWM LLC)
18
Carson Wealth (CWM LLC)
Nebraska
$4K
RE
19
RBC Europe
United Kingdom
$3.6K
RCM
20
Rivernorth Capital Management
Florida
-$558K -19,450 Closed
CC
21
Centiva Capital
New York
-$77K -2,692 Closed
OIA
22
Optimum Investment Advisors
Illinois
-$1K -33 Closed