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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$2.96M +$18.2K +373 +0.7%
LPL Financial
2
LPL Financial
California
$468K -$356K -7,280 -46%
DA
3
Doliver Advisors
Texas
$196K +$176K +3,609 New
VKH
4
Virtu KCG Holdings
New York
$164K +$148K +3,021 New
RJA
5
Raymond James & Associates
Florida
$143K +$129K +2,635 New
TC
6
TFS Capital
Pennsylvania
$128K +$115K +2,358 New
BA
7
Bennicas & Associates
California
$123K
CLOS
8
Compagnie Lombard Odier SCmA
Switzerland
$114K +$2.54K +52 +3%
Carson Wealth (CWM LLC)
9
Carson Wealth (CWM LLC)
Nebraska
$84K +$75.6K +1,546 New
Morgan Stanley
10
Morgan Stanley
New York
$77K -$3.62K -74 -5%
Bank of America
11
Bank of America
North Carolina
$56K -$42.7K -874 -46%
Creative Planning
12
Creative Planning
Kansas
$53K
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$27K +$23.3K +477 +1,767%
Wells Fargo
14
Wells Fargo
California
$21K -$8.9K -182 -32%
SSB
15
Sandy Spring Bank
Maryland
$19K
US Bancorp
16
US Bancorp
Minnesota
$15K
UBS Group
17
UBS Group
Switzerland
$14K -$17.5K -358 -58%
Citigroup
18
Citigroup
New York
$7K
Deutsche Bank
19
Deutsche Bank
Germany
$7K
KTC
20
Kistler-Tiffany Companies
Pennsylvania
$5K +$98 +2 +2%
GWM
21
Geneos Wealth Management
Colorado
$1K +$1.27K +26 New
IA
22
IFP Advisors
Florida
-$244K -4,760 Closed
FAM
23
Formidable Asset Management
Ohio
-$99K -1,933 Closed
UFA
24
US Financial Advisors
Massachusetts
-$80K -1,546 Closed
TRCT
25
Tower Research Capital (TRC)
New York
-$1K -12 Closed