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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$1.81M -$75.5K -2,361 -4%
MC
2
Matisse Capital
Oregon
$672K +$488K +15,259 +223%
CL
3
CSS LLC
Illinois
$544K +$56K +1,752 +11%
CCP
4
Clough Capital Partners
Massachusetts
$225K +$82K +2,565 +53%
LNC
5
Lincoln National Corp
Pennsylvania
$141K +$3.87K +121 +3%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$83K +$11.8K +369 +16%
BBPWM
7
Blue Bell Private Wealth Management
Pennsylvania
$76.1K -$3.39K -106 -4%
TFCP
8
Twin Focus Capital Partners
Massachusetts
$48.1K +$1.5K +47 +3%
BRWA
9
B. Riley Wealth Advisors
Florida
$43.7K +$46K +1,437 New
Wells Fargo
10
Wells Fargo
California
$34.2K -$416 -13 -1%
Morgan Stanley
11
Morgan Stanley
New York
$21.8K +$3.42K +107 +18%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$21K +$352 +11 +2%
CA
13
Clearstead Advisors
Ohio
$17.2K +$800 +25 +5%
Osaic Holdings
14
Osaic Holdings
Arizona
$3.82K +$160 +5 +4%
Carson Wealth (CWM LLC)
15
Carson Wealth (CWM LLC)
Nebraska
$3K +$64 +2 +2%
WAM
16
Wolverine Asset Management
Illinois
$795 -$258K -8,068 -100%
ME
17
McIlrath & Eck
Washington
$86
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
-$39.6K -1,314 Closed
FWA
19
Freedom Wealth Alliance
Wisconsin
-$31K -1,034 Closed
UBS Group
20
UBS Group
Switzerland
-$15.3K -512 Closed
TRCT
21
Tower Research Capital (TRC)
New York
-$1.22K -38 -97%
MWM
22
MinichMacGregor Wealth Management
New York
-$754 -25 Closed