BRWA
HERZ

B. Riley Wealth Advisors’s Herzfeld Credit Income Fund HERZ Stock Holding History

B. Riley Wealth Advisors’s Portfolio HERZ Stock Details HERZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q3 		– Sell
-1,307
Closed -$44K – 1541
2023
Q2 		$44K Sell
1,307
-130
-9% -$4.11K ﹤0.01% 1489
2023
Q1 		$43.7K Buy
+1,437
New +$46K ﹤0.01% 1445

Other funds holding HERZ

TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return
AGM
Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return
BFM
Boothbay Fund Management New York $7.71B AUM 106.29% 1-Year Est. Return
CCP
Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return
LNC
Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return
LSC
Logan Stone Capital Chicago, Illinois $360M AUM 9.71% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 58.96% 1-Year Est. Return

B. Riley Wealth Advisors's HERZ Position: Q3 2023 in Review

B. Riley Wealth Advisors sold out of Herzfeld Credit Income Fund (HERZ) in Q3 2023, closing a stake of 1,307 shares — an estimated $44K sold.

B. Riley Wealth Advisors first reported a position in HERZ in Q1 2023 and held it in 2 quarters. The position peaked at $44K in Q2 2023. 20 funds tracked by Wall St. Rank hold HERZ as of Q3 2023.

  • B. Riley Wealth Advisors reported no remaining Herzfeld Credit Income Fund position as of Q3 2023 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 1,307 Herzfeld Credit Income Fund shares in Q3 2023, an estimated $44K.
  • B. Riley Wealth Advisors first reported a position in Herzfeld Credit Income Fund in Q1 2023 and held it in 2 quarters.
  • B. Riley Wealth Advisors's Herzfeld Credit Income Fund position peaked at $44K in Q2 2023.
  • 20 funds tracked by Wall St. Rank held Herzfeld Credit Income Fund as of Q3 2023.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.