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Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Thomas J. Herzfeld Advisors
1
Thomas J. Herzfeld Advisors
Florida
$5.71M -$601K -25,819 -10%
Matisse Capital
2
Matisse Capital
Oregon
$2.32M +$246K +10,545 +12%
CL
3
CSS LLC
Illinois
$1.57M -$21.9K -942 -1%
Absolute Investment Advisers
4
Absolute Investment Advisers
Florida
$796K -$11.9K -512 -1%
Blue Bell Private Wealth Management
5
Blue Bell Private Wealth Management
Pennsylvania
$562K +$216K +9,255 +63%
Yakira Capital Management
6
Yakira Capital Management
Connecticut
$436K -$301K -12,919 -41%
Logan Stone Capital
7
Logan Stone Capital
Illinois
$379K -$629 -27 -0.2%
Quarry LP
8
Quarry LP
New York
$245K -$3.68K -158 -1%
Cowen and Company
9
Cowen and Company
New York
$230K -$1.63K -70 -0.7%
Osaic Holdings
10
Osaic Holdings
Arizona
$214K +$212K +9,104 +182,080%
Landscape Capital Management
11
Landscape Capital Management
New Jersey
$206K -$261K -11,217 -56%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$122K +$1.49K +64 +1%
Hunting Hill Global Capital
13
Hunting Hill Global Capital
New York
$95.2K -$163 -7 -0.2%
Choreo LLC
14
Choreo LLC
Illinois
$82.8K +$82.1K +3,523 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$65.2K +$19K +815 +42%
EMFO LLC
16
EMFO LLC
Florida
$51.1K +$50.6K +2,174 New
Bulldog Investors
17
Bulldog Investors
New Jersey
$48K -$722 -31 -1%
IAIM
18
International Assets Investment Management
Florida
$28.6K +$28.4K +1,217 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$22K -$4.4K -189 -17%
Morgan Stanley
20
Morgan Stanley
New York
$12.4K -$68.5K -2,939 -85%
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$2K -$23 -1 -1%
CoreCap Advisors
22
CoreCap Advisors
Michigan
$477 -$23 -1 -5%
Wells Fargo
23
Wells Fargo
California
$2 -$70 -3 Closed
Lincoln National Corp
24
Lincoln National Corp
Pennsylvania
– -$212K -8,665 Closed
Twin Focus Capital Partners
25
Twin Focus Capital Partners
Massachusetts
– -$153K -6,236 Closed