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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$1.85M -$483K -14,986 -20%
CL
2
CSS LLC
Illinois
$483K -$6.32K -196 -1%
WAM
3
Wolverine Asset Management
Illinois
$243K +$103K +3,180 +65%
MC
4
Matisse Capital
Oregon
$205K +$220K +6,830 New
CCP
5
Clough Capital Partners
Massachusetts
$145K +$156K +4,834 New
LNC
6
Lincoln National Corp
Pennsylvania
$135K -$20.3K -630 -12%
BBPWM
7
Blue Bell Private Wealth Management
Pennsylvania
$78.2K +$17.3K +537 +26%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$71K -$7.68K -238 -9%
TFCP
9
Twin Focus Capital Partners
Massachusetts
$46K +$49.5K +1,534 New
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$39.6K -$18.7K -580 -31%
Wells Fargo
11
Wells Fargo
California
$34.1K -$14.1K -437 -28%
FWA
12
Freedom Wealth Alliance
Wisconsin
$31K +$33.4K +1,034 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$20K +$129 +4 +0.6%
Morgan Stanley
14
Morgan Stanley
New York
$18.3K +$871 +27 +5%
CA
15
Clearstead Advisors
Ohio
$16.2K +$742 +23 +4%
UBS Group
16
UBS Group
Switzerland
$15.3K +$16.5K +512 New
Osaic Holdings
17
Osaic Holdings
Arizona
$4K +$161 +5 +4%
Carson Wealth (CWM LLC)
18
Carson Wealth (CWM LLC)
Nebraska
$3K +$97 +3 +3%
TRCT
19
Tower Research Capital (TRC)
New York
$1K +$839 +26 +200%
MWM
20
MinichMacGregor Wealth Management
New York
$754 +$806 +25 New
ME
21
McIlrath & Eck
Washington
$81
TSS
22
Two Sigma Securities
New York
-$52K -1,769 Closed