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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$8.04M -$73.8K -1,448 -0.9%
COLIM
2
City of London Investment Management
United Kingdom
$2.74M -$414K -8,119 -13%
SFS
3
Shaker Financial Services
Virginia
$757K +$93.9K +1,843 +14%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$446K -$59.4K -1,165 -12%
GC
5
Guggenheim Capital
Illinois
$372K +$228K +4,480 +149%
CA
6
Cornerstone Advisors
North Carolina
$368K +$194K +3,805 +105%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$238K -$26.6K -522 -10%
CRC
8
Curi RMB Capital
Illinois
$190K +$65.2K +1,280 +50%
DA
9
Doliver Advisors
Texas
$156K -$226K -4,444 -59%
BA
10
Bennicas & Associates
California
$77K
RJA
11
Raymond James & Associates
Florida
$65K -$6.57K -129 -9%
Carson Wealth (CWM LLC)
12
Carson Wealth (CWM LLC)
Nebraska
$39K
CAC
13
Certified Advisory Corp
Florida
$39K
UBS Group
14
UBS Group
Switzerland
$28K +$15.3K +300 +114%
IA
15
IFP Advisors
Florida
$26K
Morgan Stanley
16
Morgan Stanley
New York
$24K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$22K +$9.84K +193 +78%
SSB
18
Sandy Spring Bank
Maryland
$17K
FHA
19
Flagship Harbor Advisors
Massachusetts
$11K
Bank of America
20
Bank of America
North Carolina
$9K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$7K
RE
22
RBC Europe
United Kingdom
$6.42K
Wells Fargo
23
Wells Fargo
California
$6K
TRCT
24
Tower Research Capital (TRC)
New York
$4K +$4.54K +89 New
BI
25
Bulldog Investors
New Jersey
-$455K -8,892 Closed