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HERZ

Herzfeld Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$6.11M -$689K -15,795 -10%
COLIM
2
City of London Investment Management
United Kingdom
$2.61M
SFS
3
Shaker Financial Services
Virginia
$878K +$164K +3,759 +24%
CA
4
Cornerstone Advisors
North Carolina
$476K
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$379K -$7.85K -180 -2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$320K +$117K +2,690 +62%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$302K -$7.2K -165 -2%
LCM
8
Landscape Capital Management
New Jersey
$132K +$32.9K +755 +35%
LNC
9
Lincoln National Corp
Pennsylvania
$105K +$101K +2,316 New
CRC
10
Curi RMB Capital
Illinois
$85K -$46.1K -1,058 -36%
GC
11
Guggenheim Capital
Illinois
$83K -$269K -6,176 -77%
Morgan Stanley
12
Morgan Stanley
New York
$59K +$16.3K +374 +40%
CAC
13
Certified Advisory Corp
Florida
$36K
UBS Group
14
UBS Group
Switzerland
$26K +$5.54K +127 +28%
FHA
15
Flagship Harbor Advisors
Massachusetts
$9K
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$7K
TRCT
17
Tower Research Capital (TRC)
New York
$7K +$611 +14 +9%
Wells Fargo
18
Wells Fargo
California
$6K
RE
19
RBC Europe
United Kingdom
$5.85K
Carson Wealth (CWM LLC)
20
Carson Wealth (CWM LLC)
Nebraska
$4K -$2.83K -65 -46%
AG
21
Advisor Group
Arizona
$3K
JPLA
22
Joseph P. Lucia & Associates
New York
$2.97K +$2.79K +64 New
GSWM
23
Golden State Wealth Management
California
$2K +$2.05K +47 New
DA
24
Doliver Advisors
Texas
-$79K -2,079 Closed
IA
25
IFP Advisors
Florida
-$7K -184 Closed