FXU icon

First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

52 hedge funds and large institutions have $82M invested in First Trust Utilities AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 14 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
+8
Holders Change %
+18.18%
% of All Funds
1.37%
Holding in Top 10
–
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-100%
% of All Funds
–
New
15
Increased
14
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$9.29M
2
LPL Financial
2
LPL Financial
California
$3.06M
3
Jane Street
3
Jane Street
New York
$2.18M
4
Citadel Advisors
4
Citadel Advisors
Florida
$1.2M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.52M

Top Sellers

1
BCM
1
Brookstone Capital Management
Illinois
$0
2
FEG
2
Financial Enhancement Group
Indiana
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$14.7M
4
VF
4
Virtu Financial
New York
$0
5
SAM
5
SignalPoint Asset Management
Missouri
$3.51M
Name Holding Trade Value Shares
Change 		Shares
Change %
Stifel Financial
26
Stifel Financial
Missouri
$387K -$611K -27,301 -61%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$354K -$48.2K -2,151 -12%
FIM
28
Freedom Investment Management
Connecticut
$338K +$131K +5,848 +63%
BRWA
29
B. Riley Wealth Advisors
Florida
$313K -$10.1K -450 -3%
MFS
30
MSI Financial Services
Massachusetts
$284K +$191K +8,525 +206%
NPC
31
National Planning Corporation
California
$250K +$250K +10,569 New
RJFSA
32
Raymond James Financial Services Advisors
Florida
$226K +$226K +10,076 New
ONB
33
Old National Bancorp
Indiana
$218K -$9.63K -429 -4%
Koshinski Asset Management
34
Koshinski Asset Management
Illinois
$205K +$205K +9,142 New
IA
35
IFP Advisors
Florida
$181K +$181K +8,063 New
AIG
36
American International Group
New York
$135K -$84.3K -3,766 -38%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$95K +$4.8K +213 +5%
Walleye Trading
38
Walleye Trading
New York
$89K -$154K -6,872 -63%
BFEC
39
Benjamin F. Edwards & Company
Missouri
$87K +$87K +3,899 New
Citigroup
40
Citigroup
New York
$64K -$102K -4,562 -61%
HIIFS
41
Harel Insurance Investments & Financial Services
Israel
$45K +$45K +2,000 New
WEC
42
Winslow Evans & Crocker
Massachusetts
$21.3K – – –
CCS
43
Crosspoint Capital Strategies
California
$16K +$16K +650 New
JFGIW
44
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$15K -$2.93K -129 -16%
BWA
45
Burt Wealth Advisors
Maryland
$15K – – –
RFA
46
Reilly Financial Advisors
California
$11K +$11K +500 New
NFG
47
Next Financial Group
Texas
$8K +$8K +400 New
TIM
48
Tortoise Investment Management
New York
$6K – – –
JPMorgan Chase & Co
49
JPMorgan Chase & Co
New York
$4K +$4K +200 New
Thrivent Financial for Lutherans
50
Thrivent Financial for Lutherans
Minnesota
$2K – – –
1
2
3