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First Trust Utilities AlphaDEX Fund

51 hedge funds and large institutions have $63.4M invested in First Trust Utilities AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 26 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

13.69% less ownership

Funds ownership: 61.89%48.2% (-14%)

19% less funds holding

Funds holding: 6351 (-12)

54% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 26

57% less capital invested

Capital invested by funds: $146M → $63.4M (-$82.4M)

67% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 18

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
51
Holders Change
-12
Holders Change %
-19.05%
% of All Funds
1.37%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
12
Reduced
26
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$413K +$2.63K +112 +0.6%
BRWA
27
B. Riley Wealth Advisors
Florida
$332K -$30.8K -1,312 -8%
TRCT
28
Tower Research Capital (TRC)
New York
$272K -$1.79M -76,363 -86%
ONB
29
Old National Bancorp
Indiana
$263K -$66.3K -2,827 -19%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$243K +$2.74K +117 +1%
VF
31
Virtu Financial
New York
$223K -$1.77M -75,324 -88%
AIG
32
American International Group
New York
$217K -$102K -4,340 -31%
CA
33
Cetera Advisors
Colorado
$208K +$4.81K +205 +2%
Walleye Trading
34
Walleye Trading
New York
$196K -$31.8K -1,358 -13%
Citigroup
35
Citigroup
New York
$187K +$90K +3,841 +82%
TFA
36
Transamerica Financial Advisors
Florida
$149K +$159K +6,771 New
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$88K +$93.8K +4,000 New
MFS
38
MSI Financial Services
Massachusetts
$80K +$68.8K +2,934 +424%
MAS
39
Madden Advisory Services
Florida
$57K +$61.8K +2,635 New
WP
40
WealthPLAN Partners
Nebraska
$31K -$3.35K -143 -9%
NFG
41
Next Financial Group
Texas
$27K -$3.52K -150 -11%
WEC
42
Winslow Evans & Crocker
Massachusetts
$20.9K
W
43
Wealthfront
California
$19K +$20.6K +877 New
JFGIW
44
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$16K
BWA
45
Burt Wealth Advisors
Maryland
$15K
RIA
46
Regal Investment Advisors
Michigan
$14K
FHA
47
First Horizon Advisors
Tennessee
$9K -$6.87M -293,101 -100%
BRWM
48
B. Riley Wealth Management
Tennessee
$7K -$76.3K -3,254 -90%
TIM
49
Tortoise Investment Management
New York
$5K
Manulife (Manufacturers Life Insurance)
50
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5 -$727 -31 -12%

FXU Hedge Fund Activity: Q2 2015 in Review

51 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q2 2015, worth a combined $63.4M — down 57% from $146M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of FXU and 6 opened new positions — a net loss of 12 holders — while 26 trimmed existing stakes and 12 added.

The largest buyer was Susquehanna International Group, adding an estimated $1.43M. The largest seller was Hays Advisory, exiting entirely with an estimated $21.3M sold.

  • 51 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q2 2015, down from 63 in Q1 2015.
  • Funds reported $63.4M of First Trust Utilities AlphaDEX Fund stock for Q2 2015, down 57% quarter-over-quarter.
  • 6 funds opened new First Trust Utilities AlphaDEX Fund positions in Q2 2015 and 18 closed out, a net change of -12 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q2 2015 was Susquehanna International Group, an estimated $1.43M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q2 2015 was Hays Advisory, an estimated $21.3M sold.

Based on aggregated 13F filings for Q2 2015.