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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NC
126
NewSquare Capital
Pennsylvania
$30K
TL
127
TrueWealth LLC
Georgia
$29K
FANJ
128
Financial Architects (New Jersey)
New Jersey
$28K +$10.7K +342 +64%
Deutsche Bank
129
Deutsche Bank
Germany
$28K +$17.6K +564 +151%
LWM
130
Liberty Wealth Management
California
$27K +$94 +3 +0.4%
WIM
131
Westside Investment Management
California
$23K +$22.7K +728 New
NFG
132
Next Financial Group
Texas
$21K +$21K +674 New
GRP
133
Global Retirement Partners
California
$16K +$5.84K +187 +61%
RIA
134
Realta Investment Advisors
Delaware
$15K +$14.6K +467 New
AF
135
Allworth Financial
California
$14K
AA
136
AlphaMark Advisors
Kentucky
$11K +$6.24K +200 +133%
TIM
137
Tortoise Investment Management
New York
$10K
FHA
138
Flagship Harbor Advisors
Massachusetts
$8K -$12.5K -400 -59%
SIS
139
Sound Income Strategies
Florida
$5K
RWA
140
Redhawk Wealth Advisors
Minnesota
$5K +$4.78K +153 New
Fifth Third Bancorp
141
Fifth Third Bancorp
Ohio
$3K
TFS
142
TrustCore Financial Services
Tennessee
$2K
WT
143
Whittier Trust
California
$1K
AA
144
Advisory Alpha
Michigan
-$3.48M -110,717 Closed
Jane Street
145
Jane Street
New York
-$1.4M -46,162 Closed
HGWM
146
Harvest Group Wealth Management
Massachusetts
-$957K -30,653 -100%
BCM
147
Breiter Capital Management
Florida
-$897K -28,891 Closed
SS
148
Simplicity Solutions
Minnesota
-$545K -18,017 Closed
SWM
149
Sequoia Wealth Management
Illinois
-$536K -17,660 Closed
MAFM
150
Mid Atlantic Financial Management
Pennsylvania
-$245K -8,085 Closed