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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FANJ
126
Financial Architects (New Jersey)
New Jersey
$16K -$4.82K -161 -23%
AF
127
Allworth Financial
California
$13K
Deutsche Bank
128
Deutsche Bank
Germany
$11K
GRP
129
Global Retirement Partners
California
$9K -$54.1K -1,810 -86%
TIM
130
Tortoise Investment Management
New York
$9K
CAM
131
Cresset Asset Management
Illinois
$9K +$8.5K +284 New
CFA
132
Camarda Financial Advisors
Florida
$8K +$8.2K +274 New
NWM
133
Northwest Wealth Management
Iowa
$7K
VCM
134
Versant Capital Management
Arizona
$6K +$5.98K +200 New
AA
135
AlphaMark Advisors
Kentucky
$5K -$8.97K -300 -67%
1NWS
136
1 North Wealth Services
Maryland
$5K
SIS
137
Sound Income Strategies
Florida
$5K
RFM
138
Royal Fund Management
Florida
$4K
WAP
139
Wealthcare Advisory Partners
Pennsylvania
$3K -$56.8K -1,900 -95%
Fifth Third Bancorp
140
Fifth Third Bancorp
Ohio
$3K
TFS
141
TrustCore Financial Services
Tennessee
$2K
WT
142
Whittier Trust
California
$1K
HCC
143
Hirtle Callaghan & Co
Pennsylvania
$1K +$1.29K +43 New
FI
144
FormulaFolio Investments
Michigan
-$10.6M -332,096 Closed
PFS
145
Prospera Financial Services
Texas
-$1.95M -71,291 Closed
SG Americas Securities
146
SG Americas Securities
New York
-$1.08M -39,884 Closed
AIC
147
Ameritas Investment Company
Nebraska
-$490K -18,155 Closed
TSS
148
Two Sigma Securities
New York
-$405K -14,991 Closed
DLHL
149
Donald L. Hagan LLC
Florida
-$353K -13,070 Closed
Verition Fund Management
150
Verition Fund Management
Connecticut
-$249K -9,223 Closed