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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SFM
126
Signet Financial Management
New Jersey
$19K +$12.6K +400 +203%
RFM
127
Royal Fund Management
Florida
$18K -$748K -23,721 -98%
GRP
128
Global Retirement Partners
California
$16K +$473 +15 +3%
CAPTRUST Financial Advisors
129
CAPTRUST Financial Advisors
North Carolina
$16K +$15.9K +504 New
SEI Investments
130
SEI Investments
Pennsylvania
$15K +$15.4K +488 New
AF
131
Allworth Financial
California
$13K
Deutsche Bank
132
Deutsche Bank
Germany
$12K
CWA
133
Clarus Wealth Advisors
Arizona
$12K +$12.6K +400 New
BCP
134
Blackhawk Capital Partners
Wisconsin
$10K
TIM
135
Tortoise Investment Management
New York
$10K
NWM
136
Northwest Wealth Management
Iowa
$7K
WP
137
WealthShield Partners
North Carolina
$5K -$5.04K -160 -49%
Fifth Third Bancorp
138
Fifth Third Bancorp
Ohio
$3K
TFS
139
TrustCore Financial Services
Tennessee
$2K
WT
140
Whittier Trust
California
$1K
MIAN
141
Mariner Independent Advisor Network
Kansas
-$4.63M -149,321 Closed
Jane Street
142
Jane Street
New York
-$2.1M -67,685 Closed
WP
143
WealthSource Partners
California
-$1.57M -50,481 Closed
RJT
144
Raymond James Trust
Florida
-$251K -8,090 Closed
Bank of New York Mellon
145
Bank of New York Mellon
New York
-$246K -7,912 Closed
CC
146
Cedar Capital
Illinois
-$215K -6,936 Closed
WDL
147
Well Done LLC
Michigan
-$161K -5,191 Closed
PFGIA
148
Patriot Financial Group Insurance Agency
Massachusetts
-$51K -1,686 Closed
RFWA
149
RPg Family Wealth Advisory
Massachusetts
-$51.3K -1,652 Closed
FCB
150
First Command Bank
Texas
-$7.14K -230 Closed