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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
126
Deutsche Bank
Germany
$11K +$11.8K +373 New
WP
127
WealthShield Partners
North Carolina
$10K -$381K -12,045 -97%
BCP
128
Blackhawk Capital Partners
Wisconsin
$10K – – –
TIM
129
Tortoise Investment Management
New York
$9K – – –
FCB
130
First Command Bank
Texas
$7.14K – – –
FCFS
131
First Command Financial Services
Texas
$7K – – –
NWM
132
Northwest Wealth Management
Iowa
$7K +$7.05K +223 New
SFM
133
Signet Financial Management
New Jersey
$6K +$6.23K +197 New
HNB
134
Huntington National Bank
Ohio
$5K – – –
Fifth Third Bancorp
135
Fifth Third Bancorp
Ohio
$3K -$37.4K -1,181 -93%
WAP
136
Wealthcare Advisory Partners
Pennsylvania
$3K – – –
S
137
SignatureFD
Georgia
$3K +$3.16K +100 New
TFS
138
TrustCore Financial Services
Tennessee
$2K +$2.09K +66 New
HCC
139
Hirtle Callaghan & Co
Pennsylvania
$1K – – –
WT
140
Whittier Trust
California
$1K +$1.11K +35 New
SWM
141
Segment Wealth Management
Texas
– -$1.56M -49,865 Closed
Wolverine Trading
142
Wolverine Trading
Illinois
– -$662K -21,147 Closed
KA
143
Kovack Advisors
Florida
– -$315K -10,043 Closed
IH
144
IFC Holdings
Florida
– -$283K -8,982 Closed
TH
145
Timber Hill
Connecticut
– -$262K -8,358 Closed
PPA
146
Parametric Portfolio Associates
Washington
– -$261K -8,321 Closed
SG Americas Securities
147
SG Americas Securities
New York
– -$147K -4,709 Closed
GTAM
148
Global Trust Asset Management
Florida
– -$103K -3,300 Closed
HIIFS
149
Harel Insurance Investments & Financial Services
Israel
– -$97K -3,085 Closed
WA
150
Waverly Advisors
Alabama
– -$9K -302 Closed