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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SPC
101
Sigma Planning Corp
Michigan
$343K -$459K -11,724 -60%
Carson Wealth (CWM LLC)
102
Carson Wealth (CWM LLC)
Nebraska
$339K -$35.2K -900 -10%
PAS
103
Park Avenue Securities
New York
$336K +$15.1K +386 +5%
AWM
104
AE Wealth Management
Kansas
$328K +$65.4K +1,670 +29%
PA
105
PFG Advisors
Arizona
$324K -$3.6K -92 -1%
Two Sigma Investments
106
Two Sigma Investments
New York
$320K +$290K +7,400 New
PS
107
Principal Securities
Iowa
$315K +$285K +7,271 New
LFAS
108
Level Four Advisory Services
Texas
$308K -$23.5K -601 -8%
FFN
109
Focus Financial Network
Minnesota
$306K -$47.2K -1,207 -15%
IFG
110
Independent Financial Group
California
$301K -$705K -18,020 -72%
FAIM
111
Financial Advocates Investment Management
Washington
$294K -$11.5K -293 -4%
LA
112
LexAurum Advisors
Kansas
$292K -$41.1K -1,051 -13%
GWP
113
Gateway Wealth Partners
Wisconsin
$288K +$46.3K +1,184 +22%
GS
114
GTS Securities
Florida
$288K +$260K +6,644 New
FH
115
FWG Holdings
Florida
$286K +$274 +7 +0.1%
GRP
116
Global Retirement Partners
California
$273K +$217K +5,552 +650%
AR
117
Apeiron RIA
Texas
$269K -$50.3K -1,284 -17%
BW
118
Bison Wealth
Georgia
$268K +$13.7K +351 +6%
Citigroup
119
Citigroup
New York
$267K -$102K -2,610 -30%
RJT
120
Raymond James Trust
Florida
$263K
BTI
121
Blue Trust Inc
Georgia
$261K
SIG
122
Sargent Investment Group
Maryland
$255K -$9.78K -250 -4%
TA
123
TFG Advisers
Michigan
$246K -$5.79K -148 -3%
GWM
124
Geneos Wealth Management
Colorado
$244K
EP
125
Eudaimonia Partners
Tennessee
$244K -$15.8K -405 -7%