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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Thrivent Financial for Lutherans
101
Thrivent Financial for Lutherans
Minnesota
$38K
GWM
102
Geneos Wealth Management
Colorado
$36K +$5.75K +207 +19%
RFM
103
Royal Fund Management
Florida
$36K +$20.2K +728 +122%
BC
104
Bartlett & Co
Ohio
$34K
ASN
105
Advisory Services Network
Georgia
$33K +$33.2K +1,195 New
MAS
106
Madden Advisory Services
Florida
$30K +$30.9K +1,111 New
AWM
107
Avior Wealth Management
Nebraska
$23K +$56 +2 +0.2%
WIM
108
Westside Investment Management
California
$19.9K +$20.2K +728 New
PS
109
Portfolio Solutions
Michigan
$16K +$15.7K +564 New
AA
110
AlphaMark Advisors
Kentucky
$15K
GRP
111
Global Retirement Partners
California
$15K +$15.5K +559 New
WEC
112
Winslow Evans & Crocker
Massachusetts
$8.73K
TIM
113
Tortoise Investment Management
New York
$8K
SPIA
114
Steward Partners Investment Advisory
New York
$8K +$8.28K +298 New
AF
115
Allworth Financial
California
$6K +$6.42K +231 New
PFBT
116
Parkside Financial Bank & Trust
Missouri
$1K +$1.39K +50 New
CS
117
Credit Suisse
Switzerland
-$11.9M -439,537 Closed
MIAN
118
Mariner Independent Advisor Network
Kansas
-$931K -34,430 Closed
AWA
119
Arete Wealth Advisors
Illinois
-$360K -13,317 Closed
M&T Bank
120
M&T Bank
New York
-$249K -9,218 Closed
Walleye Trading
121
Walleye Trading
New York
-$225K -8,324 Closed
RJT
122
Raymond James Trust
Florida
-$220K -8,156 Closed
AIM
123
Advantage Investment Management
Iowa
-$148K -5,464 Closed
SFG
124
SevenBridge Financial Group
Pennsylvania
-$24K -1,000 Closed
BIG
125
Bellwether Investment Group
Tennessee
-$15K -550 Closed