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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
101
Carson Wealth (CWM LLC)
Nebraska
– -$23K -1,013 Closed
LWM
102
LBA Wealth Management
Florida
– -$5K -213 Closed
Fifth Third Bancorp
103
Fifth Third Bancorp
Ohio
– -$2K -100 Closed