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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CI
101
Cavalier Investments
Georgia
– -$20.2M -901,627 Closed
BFA
102
Beaumont Financial Advisors
Massachusetts
– -$12.7M -536,261 Closed
VF
103
Virtu Financial
New York
– -$4.29M -190,915 Closed
Jane Street
104
Jane Street
New York
– -$1.94M -86,298 Closed
HF
105
HRT Financial
New York
– -$644K -28,697 Closed
CS
106
Comerica Securities
Michigan
– -$456K -20,292 Closed
GI
107
Gradient Investments
Minnesota
– -$34K -1,519 Closed
MAS
108
Madden Advisory Services
Florida
– -$24K -1,111 Closed
BCM
109
Brookstone Capital Management
Illinois
– -$18K -815 Closed
SEI Investments
110
SEI Investments
Pennsylvania
– -$14K -605 Closed
KIG
111
Kessler Investment Group
Indiana
– -$6K -275 Closed
FNBT
112
FineMark National Bank & Trust
Florida
– -$5K -219 Closed