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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ICOA
51
Investment Centers of America
North Dakota
$258K +$255K +11,003 New
SI
52
Stephens Inc
Arkansas
$256K
Citigroup
53
Citigroup
New York
$255K +$119K +5,132 +90%
TRCT
54
Tower Research Capital (TRC)
New York
$251K -$773K -33,302 -76%
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$250K +$219K +9,445 +821%
Bank of Montreal
56
Bank of Montreal
Ontario, Canada
$243K +$213K +9,157 +815%
CAM
57
Concorde Asset Management
Michigan
$238K -$376K -16,188 -62%
FFC
58
First Financial Corp
Indiana
$216K +$16.8K +725 +9%
RFC
59
Regions Financial Corp
Alabama
$214K
M&T Bank
60
M&T Bank
New York
$213K -$38.4K -1,654 -16%
SFWA
61
Summit Financial Wealth Advisors
Louisiana
$114K -$79K -3,400 -41%
LTFS
62
Ladenburg Thalmann Financial Services
Florida
$101K -$2.46K -106 -2%
MFS
63
MSI Financial Services
Massachusetts
$97K +$11.7K +505 +14%
Thrivent Financial for Lutherans
64
Thrivent Financial for Lutherans
Minnesota
$90K
TFA
65
Transamerica Financial Advisors
Florida
$87K +$84.8K +3,650 New
AP
66
Advisors Preferred
Maryland
$86.7K +$85.2K +3,669 New
US Bancorp
67
US Bancorp
Minnesota
$84K +$4.46K +192 +6%
WP
68
WealthPLAN Partners
Nebraska
$84K +$81.3K +3,502 New
NFG
69
Next Financial Group
Texas
$80K -$30.2K -1,300 -28%
WA
70
WFG Advisors
Texas
$56K -$132K -5,689 -71%
FAM
71
Formidable Asset Management
Ohio
$46K
GI
72
Gradient Investments
Minnesota
$36K
BC
73
Bartlett & Co
Ohio
$29K
JFGIW
74
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$16K +$15.3K +660 New
WEC
75
Winslow Evans & Crocker
Massachusetts
$7.44K -$147K -6,318 -95%