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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HFS
51
HL Financial Services
Kentucky
$233K -$112K -5,145 -33%
SI
52
Stephens Inc
Arkansas
$210K +$205K +9,446 New
BFEC
53
Benjamin F. Edwards & Company
Missouri
$193K +$6.41K +295 +4%
BRWA
54
B. Riley Wealth Advisors
Florida
$189K +$53.4K +2,454 +41%
Citigroup
55
Citigroup
New York
$172K -$2.15M -98,796 -93%
FFC
56
First Financial Corp
Indiana
$168K +$3.81K +175 +2%
WEC
57
Winslow Evans & Crocker
Massachusetts
$140K -$81.1K -3,732 -37%
MFS
58
MSI Financial Services
Massachusetts
$86K +$9.57K +440 +13%
Deutsche Bank
59
Deutsche Bank
Germany
$53K
GI
60
Gradient Investments
Minnesota
$43K +$41.8K +1,921 New
FAM
61
Formidable Asset Management
Ohio
$42K
LTFS
62
Ladenburg Thalmann Financial Services
Florida
$42K +$12.8K +591 +46%
US Bancorp
63
US Bancorp
Minnesota
$40K -$9.04K -416 -19%
BC
64
Bartlett & Co
Ohio
$27K +$26.3K +1,210 New
MAS
65
Madden Advisory Services
Florida
$25K +$24.2K +1,111 New
NFG
66
Next Financial Group
Texas
$23K +$23.4K +1,077 New
PNC Financial Services Group
67
PNC Financial Services Group
Pennsylvania
$17K +$16.5K +761 New
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
$15K +$14.7K +675 New
NES
69
New England Securities
New York
$12K
NCM
70
Nelson Capital Management
California
$8K +$7.72K +355 New
TIM
71
Tortoise Investment Management
New York
$7K
CFS
72
Community Financial System
New York
$3K
PWAG
73
Polaris Wealth Advisory Group
California
-$12M -551,759 Closed
Susquehanna International Group
74
Susquehanna International Group
Pennsylvania
-$8.31M -382,068 Closed
LI
75
LVZ Inc
Michigan
-$3.75M -171,787 Closed