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First Trust Financials AlphaDEX Fund
FXO

Overview Fund Activity

79 hedge funds and large institutions have $448M invested in First Trust Financials AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 28 increasing their positions, 29 reducing their positions, and 18 closing their positions.

Holders
79
Holders Change
-7
Holders Change %
-8.14%
% of All Funds
2.11%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
13
Increased
28
Reduced
29
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AIM
1
Astor Investment Management
Illinois
$33.4M
2
UCFA
2
United Capital Financial Advisors
Texas
$7.96M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$15.6M
4
ACM
4
Aviance Capital Management
Florida
$6.97M
5
SG Americas Securities
5
SG Americas Securities
New York
$2.35M

Top Sellers

1
FSIM
1
F-Squared Investment Management
Massachusetts
$0
2
PPA
2
Parametric Portfolio Associates
Washington
$0
3
BTS
3
BB&T Securities
Virginia
$27.1M
4
Wells Fargo
4
Wells Fargo
California
$55.4M
5
Goldman Sachs
5
Goldman Sachs
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
TIM
76
Tortoise Investment Management
New York
$7K 306 – –
LWM
77
LBA Wealth Management
Florida
$5K 213 – –
Northwestern Mutual Wealth Management
78
Northwestern Mutual Wealth Management
Wisconsin
$2K 93 +93 New
FSIM
79
F-Squared Investment Management
Massachusetts
– – -15,261,323 Closed
PPA
80
Parametric Portfolio Associates
Washington
– – -1,869,768 Closed
Goldman Sachs
81
Goldman Sachs
New York
– – -507,796 Closed
VF
82
Virtu Financial
New York
– – -148,745 Closed
Deutsche Bank
83
Deutsche Bank
Germany
– – -53,517 Closed
Citadel Advisors
84
Citadel Advisors
Florida
– – -44,917 Closed
PFS
85
Prospera Financial Services
Texas
– – -29,451 Closed
FA
86
FDx Advisors
Illinois
– – -23,308 Closed
SB
87
Suntrust Banks
Georgia
– – -18,280 Closed
DWA
88
Dorsey Wright & Associates
California
– – -12,308 Closed
Creative Planning
89
Creative Planning
Kansas
– – -12,000 Closed
First Trust Advisors
90
First Trust Advisors
Illinois
– – -10,876 Closed
NPC
91
National Planning Corporation
California
– – -3,106 Closed
MAS
92
Madden Advisory Services
Florida
– – -1,111 Closed
RC
93
RegentAtlantic Capital
New Jersey
– – -512 Closed
NCM
94
Nelson Capital Management
California
– – -355 Closed
AssetMark Inc
95
AssetMark Inc
California
– – -342 Closed
WTB
96
Washington Trust Bank
Washington
– – -180 Closed
Parallax Volatility Advisers
97
Parallax Volatility Advisers
California
$0 1 – –
1 2 3
4