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First Trust Financials AlphaDEX Fund

145 hedge funds and large institutions have $534M invested in First Trust Financials AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 23 funds opening new positions, 53 increasing their positions, 51 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

28% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 18

4% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 51

2% more capital invested

Capital invested by funds: $524M → $534M (+$10.1M)

1% more funds holding

Funds holding: 144145 (+1)

0.31% less ownership

Funds ownership: 53.65%53.33% (-0.31%)

Holders
145
Holders Change
+1
Holders Change %
+0.69%
% of All Funds
3.15%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
23
Increased
53
Reduced
51
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PSF
51
Pacific Sun Financial
California
$840K +$829K +26,554 New
FTS
52
Fifth Third Securities
Ohio
$826K +$473K +15,163 +139%
RA
53
RFG Advisory
Alabama
$800K +$305K +9,771 +63%
RIA
54
Regal Investment Advisors
Michigan
$743K
VBFG
55
Vishria Bird Financial Group
Tennessee
$736K +$10.9K +348 +2%
SWP
56
Stratos Wealth Partners
Ohio
$732K -$45.8K -1,467 -6%
JCM
57
Jacobi Capital Management
Pennsylvania
$728K -$21K -673 -3%
MOS
58
MGO One Seven
Ohio
$705K +$96.3K +3,085 +16%
DLHL
59
Donald L. Hagan LLC
Florida
$687K +$678K +21,721 New
MC
60
Moors & Cabot
Massachusetts
$683K +$19.6K +627 +3%
Citigroup
61
Citigroup
New York
$675K -$19.6K -629 -3%
WWM
62
Western Wealth Management
Colorado
$674K -$7.56K -242 -1%
IFWM
63
Institute for Wealth Management
Colorado
$662K +$36.6K +1,171 +6%
QCIG
64
Quad-Cities Investment Group
Iowa
$656K +$506K +16,193 +358%
SI
65
Stephens Inc
Arkansas
$645K +$7.43K +238 +1%
Citadel Advisors
66
Citadel Advisors
Florida
$575K -$2.07M -66,414 -79%
Koshinski Asset Management
67
Koshinski Asset Management
Illinois
$525K +$61.7K +1,975 +14%
PNC Financial Services Group
68
PNC Financial Services Group
Pennsylvania
$488K +$75.7K +2,424 +19%
RFWA
69
RPg Family Wealth Advisory
Massachusetts
$474K -$67.9K -2,174 -13%
JP Morgan Chase
70
JP Morgan Chase
New York
$469K +$9.34K +299 +2%
GSWM
71
Golden State Wealth Management
California
$451K -$24.2K -775 -5%
RFM
72
Royal Fund Management
Florida
$431K +$421K +13,484 +9,236%
Renaissance Technologies
73
Renaissance Technologies
New York
$427K +$184K +5,900 +78%
CFGS
74
Concourse Financial Group Securities
Alabama
$423K +$93.7K +3,001 +29%
FFN
75
Focus Financial Network
Minnesota
$417K +$191K +6,123 +87%

FXO Hedge Fund Activity: Q2 2019 in Review

145 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q2 2019, worth a combined $534M — up 1.9% from $524M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FXO positions and 18 closed out — a net gain of 5 holders — while 53 added to existing stakes and 51 trimmed.

The largest buyer was Navellier & Associates, opening a new position worth an estimated $12.2M. The largest seller was UBS Group, cutting an estimated $11.5M.

  • 145 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q2 2019, up from 144 in Q1 2019.
  • Funds reported $534M of First Trust Financials AlphaDEX Fund stock for Q2 2019, up 1.9% quarter-over-quarter.
  • 23 funds opened new First Trust Financials AlphaDEX Fund positions in Q2 2019 and 18 closed out, a net change of +5 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q2 2019 was Navellier & Associates, an estimated $12.2M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q2 2019 was UBS Group, an estimated $11.5M sold.

Based on aggregated 13F filings for Q2 2019.