Golden State Wealth Management’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

Golden State Wealth Management’s Portfolio FXO Stock Details FXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-3,975	Closed	-$101K	–	303
2020 Q3	$101K	Buy	+3,975	New	+$104K	0.03%	258
2020 Q2	–	Sell	-5,440	Closed	-$115K	–	459
2020 Q1	$115K	Buy	+5,440	New	+$163K	0.05%	231
2019 Q4	–	Sell	-12,454	Closed	-$396K	–	383
2019 Q3	$396K	Sell	12,454 -1,800	-13%	-$56.9K	0.13%	124
2019 Q2	$451K	Sell	14,254 -775	-5%	-$24.2K	0.14%	126
2019 Q1	$455K	Buy	+15,029	New	+$450K	0.15%	126

Other funds holding FXO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

IPW

IronBridge Private Wealth Austin, Texas $310M AUM 41.13% 1-Year Est. Return

Golden State Wealth Management's FXO Position: Q4 2020 in Review

Golden State Wealth Management sold out of First Trust Financials AlphaDEX Fund (FXO) in Q4 2020, closing a stake of 3,975 shares — an estimated $101K sold.

Golden State Wealth Management first reported a position in FXO in Q1 2019 and held it in 5 quarters. The position peaked at $455K in Q1 2019. 128 funds tracked by Wall St. Rank hold FXO as of Q4 2020.

Golden State Wealth Management reported no remaining First Trust Financials AlphaDEX Fund position as of Q4 2020 after selling out during the quarter.
Golden State Wealth Management sold 3,975 First Trust Financials AlphaDEX Fund shares in Q4 2020, an estimated $101K.
Golden State Wealth Management first reported a position in First Trust Financials AlphaDEX Fund in Q1 2019 and held it in 5 quarters.
Golden State Wealth Management's First Trust Financials AlphaDEX Fund position peaked at $455K in Q1 2019.
128 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q4 2020.

Based on Golden State Wealth Management's 13F filing for Q4 2020, filed 28 Jan 2021.