Moors & Cabot’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

Moors & Cabot’s Portfolio FXO Stock Details FXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-17,928	Closed	-$613K	–	803
2020 Q4	$613K	Buy	17,928 +4	+0%	+$122	0.05%	316
2020 Q3	$455K	Sell	17,924 -842	-4%	-$21.9K	0.04%	353
2020 Q2	$475K	Sell	18,766 -50	-0.3%	-$1.2K	0.05%	322
2020 Q1	$396K	Sell	18,816 -2,864	-13%	-$85.7K	0.06%	299
2019 Q4	$729K	Buy	21,680 +6	+0%	+$195	0.07%	253
2019 Q3	$687K	Sell	21,674 -14	-0.1%	-$443	0.08%	258
2019 Q2	$683K	Buy	21,688 +627	+3%	+$19.6K	0.09%	240
2019 Q1	$634K	Sell	21,061 -797	-4%	-$23.8K	0.09%	240
2018 Q4	$596K	Buy	21,858 +11,729	+116%	+$346K	0.09%	228
2018 Q3	$325K	Buy	+10,129	New	+$327K	0.04%	408

Other funds holding FXO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Moors & Cabot's FXO Position: Q1 2021 in Review

Moors & Cabot sold out of First Trust Financials AlphaDEX Fund (FXO) in Q1 2021, closing a stake of 17,928 shares — an estimated $613K sold.

Moors & Cabot first reported a position in FXO in Q3 2018 and held it in 10 quarters. The position peaked at $729K in Q4 2019. 153 funds tracked by Wall St. Rank hold FXO as of Q1 2021.

Moors & Cabot reported no remaining First Trust Financials AlphaDEX Fund position as of Q1 2021 after selling out during the quarter.
Moors & Cabot sold 17,928 First Trust Financials AlphaDEX Fund shares in Q1 2021, an estimated $613K.
Moors & Cabot first reported a position in First Trust Financials AlphaDEX Fund in Q3 2018 and held it in 10 quarters.
Moors & Cabot's First Trust Financials AlphaDEX Fund position peaked at $729K in Q4 2019.
153 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q1 2021.

Based on Moors & Cabot's 13F filing for Q1 2021, filed 12 May 2021.