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First Trust Financials AlphaDEX Fund
FXO

Overview Fund Activity

75 hedge funds and large institutions have $730M invested in First Trust Financials AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 44 increasing their positions, 14 reducing their positions, and 8 closing their positions.

Holders
75
Holders Change
+3
Holders Change %
+4.17%
% of All Funds
2.18%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
11
Increased
44
Reduced
14
Closed
8
Calls
$44K
Puts
$208K
Net Calls
-$164K
Net Calls Change
+$59K

Top Buyers

1
FSIM
1
F-Squared Investment Management
Massachusetts
$268M
2
BTS
2
BB&T Securities
Virginia
$56.5M
3
U
3
UBS
Switzerland
$35.1M
4
BFA
4
Beaumont Financial Advisors
Massachusetts
$30.5M
5
PPA
5
Parametric Portfolio Associates
Washington
$33.3M

Top Sellers

1
SG Americas Securities
1
SG Americas Securities
New York
$0
2
HighTower Advisors
2
HighTower Advisors
Illinois
$0
3
CS
3
Credit Suisse
Switzerland
$247K
4
SAM
4
Shamrock Asset Management
Texas
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$82M
Name Market Value Shares Shares
Change 		Shares
Change %
WS
51
Wedbush Securities
California
$246K 11,252 +11,252 New
First Trust Advisors
52
First Trust Advisors
Illinois
$239K 10,921 +95 +0.9%
SI
53
Stephens Inc
Arkansas
$237K 10,853 +1,407 +15%
M&T Bank
54
M&T Bank
New York
$222K 10,159 +10,159 New
BRWA
55
B. Riley Wealth Advisors
Florida
$214K 9,800 +1,296 +15%
FFC
56
First Financial Corp
Indiana
$165K 7,539 – –
WEC
57
Winslow Evans & Crocker
Massachusetts
$138K 6,338 +31 +0.5%
Citigroup
58
Citigroup
New York
$124K 5,672 -2,057 -27%
Thrivent Financial for Lutherans
59
Thrivent Financial for Lutherans
Minnesota
$92K 4,210 +4,210 New
MFS
60
MSI Financial Services
Massachusetts
$73K 3,340 -530 -14%
Bank of Montreal
61
Bank of Montreal
Ontario, Canada
$66K 2,995 +2,995 New
US Bancorp
62
US Bancorp
Minnesota
$60K 2,735 +920 +51%
NFG
63
Next Financial Group
Texas
$48K 2,217 +1,140 +106%
FAM
64
Formidable Asset Management
Ohio
$43K 1,909 – –
LTFS
65
Ladenburg Thalmann Financial Services
Florida
$34K 1,552 -324 -17%
GI
66
Gradient Investments
Minnesota
$33K 1,519 -402 -21%
BC
67
Bartlett & Co
Ohio
$26K 1,210 – –
PNC Financial Services Group
68
PNC Financial Services Group
Pennsylvania
$25K 1,150 +389 +51%
MAS
69
Madden Advisory Services
Florida
$24K 1,111 – –
NES
70
New England Securities
New York
$17K 775 +220 +40%
SCA
71
Strategic Capital Alternatives
United States
$13K 576 +576 New
NCM
72
Nelson Capital Management
California
$8K 355 – –
TIM
73
Tortoise Investment Management
New York
$7K 306 – –
LWM
74
LBA Wealth Management
Florida
$5K 213 +213 New
Creative Planning
75
Creative Planning
Kansas
$3K 135 -20,865 -99%
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